Allorto Richard T JR

Chief Financial Officer at SARATOGA INVESTMENT CORP. · on record since Nov 5, 2007
Chief Financial Officer at PennantPark Enhanced Income Fund · on record since Dec 16, 2025
Chief Financial Officer at PennantPark Private Income Fund · on record since Dec 9, 2025
Chief Financial Officer at PhenixFIN Corp · on record since Jan 20, 2011
Chief Financial Officer at Sierra Income Corp · on record since Apr 16, 2012
Chief Financial Officer at MEDLEY MANAGEMENT INC. · on record since Sep 24, 2014
CFO and Treasurer at PennantPark Floating Rate Capital Ltd. · on record since Jun 16, 2022
CFO and Treasurer at PENNANTPARK INVESTMENT CORP · on record since Jun 16, 2022
Director at Powerus Corp · on record since Oct 1, 2026

Insider trading activity of Allorto Richard T JR

Transactions on record: 32; since Jul 23, 2007

Open-market buys: 19; $698.6K

Open-market sells: 0

Companies traded: 5; last filing Mar 12, 2026

Figures computed from official regulatory filings — .

Companies where Allorto Richard T JR has traded

PENNANTPARK INVESTMENT CORP3 tx · $160.7K · Mar 12, 2026
PennantPark Floating Rate Capital Ltd.2 tx · $235.3K · Mar 12, 2026
MEDLEY MANAGEMENT INC.13 tx · Jan 20, 2021
PhenixFIN Corp3 tx · $184.1K · Jun 1, 2015
SARATOGA INVESTMENT CORP.11 tx · $118.6K · Jun 10, 2008

Track record of Allorto Richard T JR

Statistical track record

Free account

Open-market buys: 19

Last buy: Mar 11, 2026

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of Allorto Richard T JR

Co-insiders of Allorto Richard T JR

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PENNANTPARK INVESTMENT CORPListing on record	Mar 12, 2026	Buy	15,000	4.88 USD	$73.2K	conv 82First in 12mo	SEC
PennantPark Floating Rate Capital Ltd.Listing on record	Mar 12, 2026	Buy	15,000	8.15 USD	$122.3K	conv 90Unusual sizeFirst in 12mo	SEC
PennantPark Floating Rate Capital Ltd.Listing on record	Jun 3, 2024	Buy	10,000	11.30 USD	$113K	conv 73Unusual size	SEC
PENNANTPARK INVESTMENT CORPListing on record	Mar 14, 2024	Buy	5,000	6.80 USD	$34K	conv 52	SEC
PENNANTPARK INVESTMENT CORPListing on record	May 17, 2023	Buy	10,000	5.35 USD	$53.5K	conv 76ClusterFirst in 12mo	SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	Award	59,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	OtherD (derivative)	-59,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	OtherD (derivative)	-73,471	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	Other	73,471	—	n/a (No price was disclosed in the filing)		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jul 7, 2020	AwardD (derivative)	92,230	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jun 6, 2019	AwardD (derivative)	335,968	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	May 15, 2018	AwardD (derivative)	79,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	May 15, 2018	AwardD (derivative)	49,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Mar 29, 2018	AwardD (derivative)	70,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Feb 24, 2017	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Feb 24, 2017	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Feb 24, 2017	OtherD (derivative)	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Mar 18, 2016	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PhenixFIN CorpListing on record	Jun 1, 2015	Buy	5,000	9.34 USD	$46.7K	conv 46	SEC
PhenixFIN CorpListing on record	Dec 15, 2014	Buy	10,000	8.99 USD	$89.9K	conv 96ClusterUnusual size+1	SEC
PhenixFIN CorpListing on record	Dec 22, 2011	Buy	5,000	9.50 USD	$47.5K	conv 76ClusterFirst in 12mo	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jun 10, 2008	Buy	450	10.40	$4.7K	conv 35Cluster	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jun 3, 2008	Buy	685	10.30	$7.1K	conv 28	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jun 3, 2008	Buy	685	10.30	$7.1K	conv 28	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jan 24, 2008	Buy	500	10.45	$5.2K	conv 40Cluster	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PENNANTPARK INVESTMENT CORPListing on record	Mar 12, 2026	Buy	15,000	4.88 USD	$73.2K	conv 82First in 12mo	SEC
PennantPark Floating Rate Capital Ltd.Listing on record	Mar 12, 2026	Buy	15,000	8.15 USD	$122.3K	conv 90Unusual sizeFirst in 12mo	SEC
PennantPark Floating Rate Capital Ltd.Listing on record	Jun 3, 2024	Buy	10,000	11.30 USD	$113K	conv 73Unusual size	SEC
PENNANTPARK INVESTMENT CORPListing on record	Mar 14, 2024	Buy	5,000	6.80 USD	$34K	conv 52	SEC
PENNANTPARK INVESTMENT CORPListing on record	May 17, 2023	Buy	10,000	5.35 USD	$53.5K	conv 76ClusterFirst in 12mo	SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	Award	59,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	OtherD (derivative)	-59,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	OtherD (derivative)	-73,471	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jan 20, 2021	Other	73,471	—	n/a (No price was disclosed in the filing)		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jul 7, 2020	AwardD (derivative)	92,230	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Jun 6, 2019	AwardD (derivative)	335,968	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	May 15, 2018	AwardD (derivative)	79,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	May 15, 2018	AwardD (derivative)	49,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Mar 29, 2018	AwardD (derivative)	70,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Feb 24, 2017	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Feb 24, 2017	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Feb 24, 2017	OtherD (derivative)	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MEDLEY MANAGEMENT INC.Listing on record	Mar 18, 2016	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PhenixFIN CorpListing on record	Jun 1, 2015	Buy	5,000	9.34 USD	$46.7K	conv 46	SEC
PhenixFIN CorpListing on record	Dec 15, 2014	Buy	10,000	8.99 USD	$89.9K	conv 96ClusterUnusual size+1	SEC
PhenixFIN CorpListing on record	Dec 22, 2011	Buy	5,000	9.50 USD	$47.5K	conv 76ClusterFirst in 12mo	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jun 10, 2008	Buy	450	10.40	$4.7K	conv 35Cluster	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jun 3, 2008	Buy	685	10.30	$7.1K	conv 28	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jun 3, 2008	Buy	685	10.30	$7.1K	conv 28	SEC
SARATOGA INVESTMENT CORP.Listing on record	Jan 24, 2008	Buy	500	10.45	$5.2K	conv 40Cluster	SEC