Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| ClearBridge Energy MLP Fund Inc. | 40,393,013.1 | reported | 25 Feb 2016 | tx 1−9,606.99 |
| TORTOISE ENERGY INFRASTRUCTURE CORP | 21,000,000 | reported | 17 Dec 2014 | tx 2+900,000 |
| NUVEEN FLOATING RATE INCOME FUND | 13,909,000 | reported | 09 Nov 2020 | tx 2−37,095,000 |
| Nuveen Floating Rate Income Opportunity Fund | 0 | reported | 09 Nov 2020 | tx 2−45,000,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 09 Nov 2020 | SALE | NUVEEN FLOATING RATE INCOME FUND | 37,091,000 | 100.00 USD | |
| 09 Nov 2020 | SALE | Nuveen Floating Rate Income Opportunity Fund | 30,000,000 | 100.00 USD | |
| 28 Oct 2020 | SALE | Nuveen Floating Rate Income Opportunity Fund | 15,000,000 | 100.00 USD | |
| 25 Feb 2016 | OTHER | ClearBridge Energy MLP Fund Inc. | 9,606.99 | 1000.00 USD | |
| 13 Jan 2017 | SALE | NUVEEN FLOATING RATE INCOME FUND | 4,000 | 1001.00 USD | |
| 17 Dec 2014 | PURCHASE | TORTOISE ENERGY INFRASTRUCTURE CORP | 600,000 | 10.00 USD | |
| 17 Dec 2014 | PURCHASE | TORTOISE ENERGY INFRASTRUCTURE CORP | 300,000 | 10.00 USD |