Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| CIFC LLC | 698,520 | reported | 21 Nov 2016 | tx 18+168,250−1,784,037 |
| Deerfield Triarc Capital Corp | 264,000 | reported | 31 Dec 2015 | tx 72+551,736−1,056,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 21 Nov 2016 | OTHER | CIFC LLC | 240,000 | — | |
| 21 Nov 2016 | OTHER | CIFC LLC | 82,676 | 11.36 USD | |
| 21 Nov 2016 | OTHER | CIFC LLC | 100,000 | — | |
| 21 Nov 2016 | OTHER | CIFC LLC | 358,520 | 11.36 USD | |
| 21 Nov 2016 | OTHER | CIFC LLC | 12,000 | 11.36 USD | |
| 21 Nov 2016 | OTHER | CIFC LLC | 300,000 | — | deriv |
| 21 Nov 2016 | OTHER | CIFC LLC | 505,000 | — | deriv |
| 30 Sept 2016 | TAX_WITHHOLDING | CIFC LLC | 3,094 | 11.17 USD | |
| 30 Jun 2016 | EXERCISE | CIFC LLC | 6,000 | 0.00 USD | |
| 30 Jun 2016 | EXERCISE | CIFC LLC | 6,000 | 0.00 USD | deriv |
| 31 Mar 2016 | EXERCISE | CIFC LLC | 62,250 | — | |
| 31 Mar 2016 | TAX_WITHHOLDING | CIFC LLC | 14,497 | 7.10 USD | |
| 31 Mar 2016 | EXERCISE | CIFC LLC | 6,000 | 0.00 USD | deriv |
| 31 Mar 2016 | EXERCISE | CIFC LLC | 56,250 | 0.00 USD | deriv |
| 11 Mar 2016 | EXERCISE | CIFC LLC | 50,000 | 4.83 USD | |
| 11 Mar 2016 | EXERCISE | CIFC LLC | 50,000 | 0.00 USD | deriv |
| 31 Dec 2015 | EXERCISE | Deerfield Triarc Capital Corp | 15,000 | 0.00 USD | |
| 31 Dec 2015 | GRANT_AWARD | Deerfield Triarc Capital Corp | 56,250 | 0.00 USD | deriv |
| 31 Dec 2015 | EXERCISE | Deerfield Triarc Capital Corp | 15,000 | 0.00 USD | deriv |
| 01 Jan 2016 | EXERCISE | CIFC LLC | 50,000 | 0.00 USD | |
| 01 Jan 2016 | EXERCISE | CIFC LLC | 50,000 | 0.00 USD | deriv |
| 02 Dec 2015 | PURCHASE | Deerfield Triarc Capital Corp | 200 | 6.75 USD | |
| 03 Dec 2015 | PURCHASE | Deerfield Triarc Capital Corp | 9,800 | 6.85 USD | |
| 23 Nov 2015 | PURCHASE | Deerfield Triarc Capital Corp | 10,000 | 6.75 USD | |
| 17 Nov 2015 | PURCHASE | Deerfield Triarc Capital Corp | 10,000 | 6.80 USD |
1 purchase reported after at least 12 months of silence — most recent on 11 May 2015.