Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Hercules Capital, Inc. | 246,621 | reported | 15 Sept 2016 | tx 64+314,354−49,476 |
| LECROY CORP | 0 | reported | 03 Aug 2012 | tx 14+87,261−88,261 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 15 Sept 2016 | GRANT_AWARD | Hercules Capital, Inc. | 3,720 | 13.44 USD | |
| 14 Mar 2016 | GRANT_AWARD | Hercules Capital, Inc. | 1,388 | 11.51 USD | |
| 31 Dec 2015 | GRANT_AWARD | Hercules Capital, Inc. | 4,875 | — | |
| 31 Dec 2015 | GRANT_AWARD | Hercules Capital, Inc. | 2,050 | 12.19 USD | |
| 30 Sept 2015 | GRANT_AWARD | Hercules Capital, Inc. | 2,472 | 10.11 USD | |
| 07 Jul 2015 | GRANT_AWARD | Hercules Capital, Inc. | 5,000 | 11.44 USD | |
| 07 Jul 2015 | GRANT_AWARD | Hercules Capital, Inc. | 15,000 | 0.00 USD | deriv |
| 31 Dec 2014 | GRANT_AWARD | Hercules Capital, Inc. | 3,505 | — | |
| 31 Dec 2013 | GRANT_AWARD | Hercules Capital, Inc. | 6,821 | — | |
| 13 Aug 2013 | EXERCISE | Hercules Capital, Inc. | 5,000 | 10.59 USD | |
| 13 Aug 2013 | TAX_WITHHOLDING | Hercules Capital, Inc. | 23,936 | 14.80 USD | |
| 13 Aug 2013 | EXERCISE | Hercules Capital, Inc. | 15,000 | 8.49 USD | |
| 13 Aug 2013 | EXERCISE | Hercules Capital, Inc. | 10,000 | 13.40 USD | |
| 08 Aug 2013 | PURCHASE | Hercules Capital, Inc. | 1,500 | 14.75 USD | first after silence |
| 05 Aug 2013 | GRANT_AWARD | Hercules Capital, Inc. | 3,445 | 14.51 USD | |
| 31 Dec 2012 | GRANT_AWARD | Hercules Capital, Inc. | 6,896 | — | |
| 06 Aug 2012 | GRANT_AWARD | Hercules Capital, Inc. | 4,528 | 11.04 USD | |
| 03 Aug 2012 | OTHER | LECROY CORP | 81,261 | 14.30 USD | |
| 03 Aug 2012 | OTHER | LECROY CORP | 7,000 | — | deriv |
| 30 May 2012 | GRANT_AWARD | Hercules Capital, Inc. | 5,000 | 10.59 USD | |
| 30 May 2012 | GRANT_AWARD | Hercules Capital, Inc. | 15,000 | 10.59 USD | deriv |
| 05 Mar 2012 | PURCHASE | Hercules Capital, Inc. | 22,500 | 10.48 USD | |
| 31 Dec 2011 | GRANT_AWARD | Hercules Capital, Inc. | 3,891 | — | |
| 26 Oct 2011 | GRANT_AWARD | LECROY CORP | 8,399 | 0.00 USD | |
| 05 Jul 2011 | GRANT_AWARD | Hercules Capital, Inc. | 3,314 | 10.56 USD |
1 purchase reported after at least 12 months of silence — most recent on 08 Aug 2013.