Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Capitala Finance Corp. | 13,372 | reported | 13 Jun 2019 | tx 16+47,867−35,576 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 13 Jun 2019 | SALE | Capitala Finance Corp. | 2,576 | 9.17 USD | |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 2,250 | — | |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 2,250 | 0.00 USD | deriv |
| 24 Sept 2017 | OTHER | Capitala Finance Corp. | 24,000 | 0.00 USD | deriv |
| 11 Aug 2017 | PURCHASE | Capitala Finance Corp. | 1,111 | 8.99 USD | first after silence |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 3,750 | — | |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 3,750 | 0.00 USD | deriv |
| 18 Sept 2015 | GRANT_AWARD | Capitala Finance Corp. | 6,000 | 0.00 USD | deriv |
| 15 Sept 2015 | EXERCISE | Capitala Finance Corp. | 3,000 | — | |
| 15 Sept 2015 | EXERCISE | Capitala Finance Corp. | 3,000 | 0.00 USD | deriv |
| 20 May 2015 | PURCHASE | Capitala Finance Corp. | 1,465 | 17.11 USD | first after silence |
| 26 Feb 2015 | GRANT_AWARD | Capitala Finance Corp. | 27,000 | 0.00 USD | deriv |
| 23 Sept 2014 | OTHER | Capitala Finance Corp. | 3,000 | 18.41 USD | |
| 27 Sept 2013 | PURCHASE | Capitala Finance Corp. | 10 | 19.15 USD | |
| 11 Dec 2013 | PURCHASE | Capitala Finance Corp. | 280 | 19.60 USD | |
| 22 Oct 2013 | PURCHASE | Capitala Finance Corp. | 1 | 19.00 USD |
2 purchases reported after at least 12 months of silence — most recent on 11 Aug 2017.