Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| NEOPHOTONICS CORP | 48,382 | reported | 15 May 2017 | tx 57+486,790−225,850 |
| MICREL INC | 11,852 | reported | 30 Aug 2013 | tx 50+507,929−325,028 |
| SIPEX CORP | 0 | reported | 25 Aug 2007 | tx 71+488,300−341,544 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 15 May 2017 | EXERCISE | NEOPHOTONICS CORP | 9,600 | 0.00 USD | |
| 15 May 2017 | EXERCISE | NEOPHOTONICS CORP | 10,000 | 0.00 USD | |
| 15 May 2017 | EXERCISE | NEOPHOTONICS CORP | 10,000 | 0.00 USD | deriv |
| 15 May 2017 | EXERCISE | NEOPHOTONICS CORP | 9,600 | 0.00 USD | deriv |
| 27 Apr 2017 | EXERCISE | NEOPHOTONICS CORP | 10,000 | 0.00 USD | |
| 27 Apr 2017 | EXERCISE | NEOPHOTONICS CORP | 10,000 | 0.00 USD | deriv |
| 23 Dec 2016 | EXERCISE | NEOPHOTONICS CORP | 8,333 | 0.00 USD | |
| 23 Dec 2016 | OTHER | NEOPHOTONICS CORP | 3,132 | 10.91 USD | |
| 23 Dec 2016 | EXERCISE | NEOPHOTONICS CORP | 8,333 | 0.00 USD | deriv |
| 15 Aug 2016 | SALE | NEOPHOTONICS CORP | 10,000 | 14.55 USD | |
| 15 Aug 2016 | EXERCISE | NEOPHOTONICS CORP | 10,000 | 3.50 USD | |
| 15 Aug 2016 | EXERCISE | NEOPHOTONICS CORP | 10,000 | 14.55 USD | deriv |
| 02 Aug 2016 | GRANT_AWARD | NEOPHOTONICS CORP | 16,000 | 0.00 USD | deriv |
| 02 Aug 2016 | GRANT_AWARD | NEOPHOTONICS CORP | 21,851 | 0.00 USD | deriv |
| 02 Aug 2016 | GRANT_AWARD | NEOPHOTONICS CORP | 8,149 | 0.00 USD | deriv |
| 27 Apr 2016 | EXERCISE | NEOPHOTONICS CORP | 6,672 | 3.30 USD | |
| 27 Apr 2016 | SALE | NEOPHOTONICS CORP | 6,672 | 13.52 USD | |
| 27 Apr 2016 | EXERCISE | NEOPHOTONICS CORP | 6,672 | 13.52 USD | deriv |
| 13 Apr 2016 | EXERCISE | NEOPHOTONICS CORP | 2,000 | 3.30 USD | |
| 13 Apr 2016 | SALE | NEOPHOTONICS CORP | 2,000 | 13.52 USD | |
| 13 Apr 2016 | EXERCISE | NEOPHOTONICS CORP | 2,000 | 13.52 USD | deriv |
| 11 Apr 2016 | SALE | NEOPHOTONICS CORP | 2,785 | 13.92 USD | |
| 11 Apr 2016 | EXERCISE | NEOPHOTONICS CORP | 3,028 | 3.30 USD | |
| 11 Apr 2016 | SALE | NEOPHOTONICS CORP | 3,028 | 13.92 USD | |
| 11 Apr 2016 | EXERCISE | NEOPHOTONICS CORP | 2,969 | 3.30 USD |
2 purchases reported after at least 12 months of silence — most recent on 13 Aug 2014.