Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Deerfield Triarc Capital Corp | 56,250 | reported | 31 Dec 2015 | tx 21+1,125,750−115,777 |
| CIFC LLC | 0 | reported | 21 Nov 2016 | tx 15+118,250−1,228,223 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 21 Nov 2016 | OTHER | CIFC LLC | 12,000 | 11.36 USD | |
| 21 Nov 2016 | OTHER | CIFC LLC | 202,882 | 11.36 USD | |
| 21 Nov 2016 | OTHER | CIFC LLC | 240,000 | — | |
| 21 Nov 2016 | OTHER | CIFC LLC | 250,000 | — | deriv |
| 21 Nov 2016 | OTHER | CIFC LLC | 287,500 | — | deriv |
| 21 Nov 2016 | OTHER | CIFC LLC | 100,000 | — | deriv |
| 30 Sept 2016 | TAX_WITHHOLDING | CIFC LLC | 3,094 | 11.17 USD | |
| 30 Jun 2016 | EXERCISE | CIFC LLC | 6,000 | 0.00 USD | |
| 30 Jun 2016 | EXERCISE | CIFC LLC | 6,000 | 0.00 USD | deriv |
| 31 Mar 2016 | TAX_WITHHOLDING | CIFC LLC | 14,497 | 7.10 USD | |
| 31 Mar 2016 | EXERCISE | CIFC LLC | 62,250 | — | |
| 31 Mar 2016 | EXERCISE | CIFC LLC | 6,000 | 0.00 USD | deriv |
| 31 Mar 2016 | EXERCISE | CIFC LLC | 56,250 | 0.00 USD | deriv |
| 31 Dec 2015 | EXERCISE | Deerfield Triarc Capital Corp | 15,000 | 0.00 USD | |
| 31 Dec 2015 | EXERCISE | Deerfield Triarc Capital Corp | 15,000 | 0.00 USD | deriv |
| 31 Dec 2015 | GRANT_AWARD | Deerfield Triarc Capital Corp | 56,250 | 0.00 USD | deriv |
| 01 Jan 2016 | EXERCISE | CIFC LLC | 50,000 | 0.00 USD | |
| 01 Jan 2016 | EXERCISE | CIFC LLC | 50,000 | 0.00 USD | deriv |
| 30 Sept 2015 | EXERCISE | Deerfield Triarc Capital Corp | 3,000 | 0.00 USD | |
| 30 Sept 2015 | EXERCISE | Deerfield Triarc Capital Corp | 3,000 | 0.00 USD | deriv |
| 30 Jun 2015 | EXERCISE | Deerfield Triarc Capital Corp | 3,000 | 0.00 USD | |
| 30 Jun 2015 | EXERCISE | Deerfield Triarc Capital Corp | 3,000 | 0.00 USD | deriv |
| 31 Mar 2015 | EXERCISE | Deerfield Triarc Capital Corp | 3,000 | 0.00 USD | |
| 31 Mar 2015 | EXERCISE | Deerfield Triarc Capital Corp | 3,000 | 0.00 USD | deriv |
| 30 Mar 2015 | GRANT_AWARD | Deerfield Triarc Capital Corp | 75,000 | 0.00 USD | deriv |