Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| BlackRock Kelso Capital CORP | 5,559,270 | reported | 05 Nov 2009 | tx 5−462,401 |
| NEUROLOGIX INC/DE | 216,231 | reported | 02 Jul 2007 | tx 4+312,406 |
| ANALEX CORP | 0 | reported | 12 Mar 2007 | tx 7+6,785,712−15,714,281 |
| DOUGLAS DYNAMICS, INC | 0 | reported | 30 Nov 2011 | tx 4−552,403 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 30 Nov 2011 | SALE | DOUGLAS DYNAMICS, INC | 466,188 | 14.25 USD | |
| 11 Mar 2011 | SALE | DOUGLAS DYNAMICS, INC | 36,378 | 14.56 USD | |
| 14 Mar 2011 | SALE | DOUGLAS DYNAMICS, INC | 28,006 | 14.50 USD | |
| 14 Mar 2011 | SALE | DOUGLAS DYNAMICS, INC | 21,831 | 14.72 USD | |
| 05 Nov 2009 | SALE | BlackRock Kelso Capital CORP | 415,149 | 8.23 USD | |
| 18 Sept 2009 | SALE | BlackRock Kelso Capital CORP | 2,676 | 8.11 USD | |
| 17 Sept 2009 | SALE | BlackRock Kelso Capital CORP | 28,100 | 8.05 USD | |
| 14 Sept 2009 | SALE | BlackRock Kelso Capital CORP | 2,700 | 8.39 USD | |
| 11 Sept 2009 | SALE | BlackRock Kelso Capital CORP | 13,776 | 8.43 USD | |
| 02 Jul 2007 | PURCHASE | NEUROLOGIX INC/DE | 252,710 | — | deriv |
| 02 Jul 2007 | PURCHASE | NEUROLOGIX INC/DE | 46,319 | — | deriv |
| 01 Jun 2007 | OTHER | NEUROLOGIX INC/DE | 7,470 | — | deriv |
| 12 Mar 2007 | CONVERSION | ANALEX CORP | 5,357,141 | 2.80 USD | |
| 12 Mar 2007 | TENDER | ANALEX CORP | 5,357,141 | 3.70 USD | |
| 12 Mar 2007 | EXERCISE | ANALEX CORP | 714,285 | 0.00 USD | deriv |
| 12 Mar 2007 | CONVERSION | ANALEX CORP | 4,285,713 | 2.80 USD | deriv |
| 12 Mar 2007 | EXERCISE | ANALEX CORP | 357,142 | 0.00 USD | deriv |
| 01 Dec 2006 | OTHER | NEUROLOGIX INC/DE | 5,907 | — | deriv |
| 15 Sept 2004 | CONVERSION | ANALEX CORP | 5,000,000 | — | deriv |
| 15 Sept 2004 | CONVERSION | ANALEX CORP | 1,428,571 | — | deriv |