Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| NORTHERN TRUST CORP | 47,294 | reported | 02 Feb 2004 | tx 16+33,596−47,676 |
| CALAMOS CONVERTIBLE & HIGH INCOME FUND | 16,000 | reported | 21 Nov 2016 | tx 2+9,500 |
| CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND | 14,000 | reported | 21 Nov 2016 | tx 2+14,000 |
| CALAMOS GLOBAL TOTAL RETURN FUND | 6,500 | reported | 11 Oct 2006 | tx 2+6,500 |
| CALAMOS STRATEGIC TOTAL RETURN FUND | 6,500 | reported | 11 Oct 2006 | tx 2+6,500 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 21 Nov 2016 | PURCHASE | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND | 10,000 | 9.84 USD | |
| 21 Nov 2016 | PURCHASE | CALAMOS CONVERTIBLE & HIGH INCOME FUND | 9,000 | 10.47 USD | first after silence |
| 20 Mar 2012 | PURCHASE | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND | 4,000 | 12.66 USD | first after silence |
| 24 Dec 2007 | PURCHASE | CALAMOS CONVERTIBLE & HIGH INCOME FUND | 500 | 13.16 USD | first after silence |
| 11 Oct 2006 | PURCHASE | CALAMOS STRATEGIC TOTAL RETURN FUND | 4,500 | 14.79 USD | |
| 11 Oct 2006 | PURCHASE | CALAMOS GLOBAL TOTAL RETURN FUND | 4,500 | 15.86 USD | |
| 02 May 2006 | PURCHASE | CALAMOS STRATEGIC TOTAL RETURN FUND | 2,000 | 13.90 USD | |
| 02 May 2006 | PURCHASE | CALAMOS GLOBAL TOTAL RETURN FUND | 2,000 | 14.40 USD | |
| 02 Feb 2004 | EXERCISE | NORTHERN TRUST CORP | 2,890 | 34.59 USD | |
| 02 Feb 2004 | EXERCISE | NORTHERN TRUST CORP | 2,706 | 36.94 USD | |
| 02 Feb 2004 | EXERCISE | NORTHERN TRUST CORP | 2,890 | 0.00 USD | deriv |
| 02 Feb 2004 | EXERCISE | NORTHERN TRUST CORP | 2,706 | 0.00 USD | deriv |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 500 | 48.25 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 200 | 48.26 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 200 | 48.27 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 200 | 48.28 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 2,200 | 48.29 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 100 | 48.30 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 300 | 48.31 USD | |
| 28 Jan 2004 | SALE | NORTHERN TRUST CORP | 500 | 48.47 USD | |
| 23 Jan 2004 | EXERCISE | NORTHERN TRUST CORP | 28,000 | 0.00 USD | |
| 23 Jan 2004 | TAX_WITHHOLDING | NORTHERN TRUST CORP | 7,468 | 49.91 USD | |
| 23 Jan 2004 | TAX_WITHHOLDING | NORTHERN TRUST CORP | 2,412 | 49.91 USD | |
| 23 Jan 2004 | EXERCISE | NORTHERN TRUST CORP | 28,000 | 0.00 USD | deriv |
3 purchases reported after at least 12 months of silence — most recent on 21 Nov 2016.