Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| BARFRESH FOOD GROUP INC. | 489,345 | reported | 03 Dec 2018 | tx 13+1,465,976 |
| DOLE FOOD CO INC | 39,334 | reported | 24 Dec 2012 | tx 18+408,251−50,000 |
| Smart & Final Stores, Inc. | 0 | reported | 20 Jun 2019 | tx 8+55,741−30,241 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 18 Jun 2019 | TENDER | Smart & Final Stores, Inc. | 28,644 | 6.50 USD | |
| 20 Jun 2019 | OTHER | Smart & Final Stores, Inc. | 1,597 | 6.50 USD | |
| 03 Dec 2018 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 18,044 | — | |
| 21 May 2018 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 175,000 | — | |
| 26 Jul 2018 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 250,000 | — | deriv |
| 14 May 2018 | GRANT_AWARD | Smart & Final Stores, Inc. | 10,101 | 0.00 USD | |
| 12 Jun 2017 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 175,000 | — | |
| 15 Dec 2017 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 18,044 | — | |
| 05 Jul 2017 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 300,000 | — | deriv |
| 15 Sept 2017 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 175,000 | — | deriv |
| 12 Sept 2017 | PURCHASE | Smart & Final Stores, Inc. | 5,000 | 6.95 USD | |
| 08 May 2017 | GRANT_AWARD | Smart & Final Stores, Inc. | 7,751 | 0.00 USD | |
| 28 Sept 2016 | PURCHASE | BARFRESH FOOD GROUP INC. | 39,063 | — | |
| 28 Sept 2016 | PURCHASE | BARFRESH FOOD GROUP INC. | 19,532 | — | deriv |
| 27 May 2016 | GRANT_AWARD | BARFRESH FOOD GROUP INC. | 175,000 | — | deriv |
| 06 May 2016 | GRANT_AWARD | Smart & Final Stores, Inc. | 6,389 | 0.00 USD | |
| 28 Feb 2016 | CONVERSION | BARFRESH FOOD GROUP INC. | 64,195 | — | |
| 28 Feb 2016 | CONVERSION | BARFRESH FOOD GROUP INC. | 32,098 | — | deriv |
| 29 Jan 2016 | PURCHASE | BARFRESH FOOD GROUP INC. | 25,000 | — | derivfirst after silence |
| 23 Sept 2014 | PURCHASE | Smart & Final Stores, Inc. | 1,000 | 12.00 USD | first after silence |
| 23 Sept 2014 | GRANT_AWARD | Smart & Final Stores, Inc. | 25,500 | 0.00 USD | deriv |
| 24 Dec 2012 | SALE | DOLE FOOD CO INC | 10,597 | 11.50 USD | |
| 17 Dec 2012 | SALE | DOLE FOOD CO INC | 13,000 | 11.79 USD | |
| 11 Dec 2012 | SALE | DOLE FOOD CO INC | 1,600 | 12.00 USD | |
| 12 Dec 2012 | SALE | DOLE FOOD CO INC | 11,400 | 12.00 USD |
2 purchases reported after at least 12 months of silence — most recent on 29 Jan 2016.