Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Cardiff Oncology, Inc. | 28,839 | reported | 08 Jun 2018 | tx 26+574,188−50,152 |
| Oak Ridge Financial Services, Inc. | 350 | reported | 31 Dec 2012 | tx 1+350 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 08 Jun 2018 | PURCHASE | Cardiff Oncology, Inc. | 10,000 | 0.80 USD | |
| 23 Jan 2018 | GRANT_AWARD | Cardiff Oncology, Inc. | 54,322 | 0.00 USD | deriv |
| 02 Jan 2018 | EXERCISE | Cardiff Oncology, Inc. | 16,667 | 0.00 USD | |
| 02 Jan 2018 | EXERCISE | Cardiff Oncology, Inc. | 16,667 | 0.00 USD | deriv |
| 04 Oct 2017 | GRANT_AWARD | Cardiff Oncology, Inc. | 38,106 | 0.00 USD | deriv |
| 02 Sept 2017 | EXERCISE | Cardiff Oncology, Inc. | 8,484 | 0.00 USD | |
| 02 Sept 2017 | EXERCISE | Cardiff Oncology, Inc. | 8,484 | 0.00 USD | deriv |
| 05 Sept 2017 | SALE | Cardiff Oncology, Inc. | 8,334 | 0.69 USD | |
| 02 Jan 2017 | GRANT_AWARD | Cardiff Oncology, Inc. | 16,667 | 0.00 USD | deriv |
| 19 Dec 2016 | PURCHASE | Cardiff Oncology, Inc. | 10,000 | 2.10 USD | |
| 16 Dec 2016 | PURCHASE | Cardiff Oncology, Inc. | 14,966 | 2.00 USD | first after silence |
| 04 Jan 2016 | GRANT_AWARD | Cardiff Oncology, Inc. | 16,000 | 0.00 USD | deriv |
| 12 Aug 2015 | PURCHASE | Cardiff Oncology, Inc. | 10,000 | 6.06 USD | first after silence |
| 17 Mar 2015 | GRANT_AWARD | Cardiff Oncology, Inc. | 16,000 | 0.00 USD | deriv |
| 11 Dec 2014 | GRANT_AWARD | Cardiff Oncology, Inc. | 15,667 | 0.00 USD | deriv |
| 25 Feb 2014 | GRANT_AWARD | Cardiff Oncology, Inc. | 18,588 | 0.00 USD | deriv |
| 14 Feb 2013 | GRANT_AWARD | Cardiff Oncology, Inc. | 11,903 | 0.00 USD | deriv |
| 31 Dec 2012 | GRANT_AWARD | Oak Ridge Financial Services, Inc. | 350 | 3.75 USD | |
| 30 Nov 2012 | PURCHASE | Cardiff Oncology, Inc. | 25,000 | 4.82 USD | |
| 13 Apr 2012 | PURCHASE | Cardiff Oncology, Inc. | 100,000 | 0.50 USD | |
| 13 Apr 2012 | PURCHASE | Cardiff Oncology, Inc. | 100,000 | 0.00 USD | deriv |
| 26 Jan 2012 | GRANT_AWARD | Cardiff Oncology, Inc. | 40,000 | 0.00 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 16 Dec 2016.