SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK

USNatural person

Transactions

Issuers

Buys / Sells

6/2

Last tx

02 Aug 2013

USNatural person

Transactions

Issuers

Buys / Sells

6/2

Last tx

02 Aug 2013

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	0	reported	02 Aug 2013	tx 4−1,680
TORTOISE MLP FUND, INC.	0	reported	28 Oct 2010	tx 6+16,000,000

Recent transactions

Date	Type	Issuer	Qty	Price
02 Aug 2013	OTHER	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	800	0.00 USD
02 Aug 2013	OTHER	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	800	0.00 USD
31 Jul 2013	SALE	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	40	0.00 USD
31 Jul 2013	SALE	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	40	1060000.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	3,333,000	3333000.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	333,358	333358.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	3,333,000	3333000.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	333,358	333358.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	4,333,642	4333642.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	4,333,642	4333642.00 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	0	reported	02 Aug 2013	tx 4−1,680
TORTOISE MLP FUND, INC.	0	reported	28 Oct 2010	tx 6+16,000,000

Recent transactions

Date	Type	Issuer	Qty	Price
02 Aug 2013	OTHER	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	800	0.00 USD
02 Aug 2013	OTHER	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	800	0.00 USD
31 Jul 2013	SALE	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	40	0.00 USD
31 Jul 2013	SALE	NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC	40	1060000.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	3,333,000	3333000.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	333,358	333358.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	3,333,000	3333000.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	333,358	333358.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	4,333,642	4333642.00 USD
28 Oct 2010	PURCHASE	TORTOISE MLP FUND, INC.	4,333,642	4333642.00 USD