Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| STIFEL FINANCIAL CORP | 41,613 | reported | 15 Oct 2008 | tx 16+190,081−51,894 |
| LEGG MASON INC | 0 | reported | 31 Jul 2020 | tx 171+3,607,144.428−3,584,285.36 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 Jul 2020 | OTHER | LEGG MASON INC | 702,645.52 | — | |
| 31 Jul 2020 | OTHER | LEGG MASON INC | 6,665 | — | |
| 31 Jul 2020 | OTHER | LEGG MASON INC | 336 | — | deriv |
| 31 Jul 2020 | OTHER | LEGG MASON INC | 4,011.84 | — | deriv |
| 31 Jul 2020 | OTHER | LEGG MASON INC | 49,820 | — | deriv |
| 17 Jul 2020 | GRANT_AWARD | LEGG MASON INC | 33.61 | 47.35 USD | deriv |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 44,518 | 35.16 USD | |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 149,460 | 37.64 USD | |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 211,735 | 31.24 USD | |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 149,290 | 47.64 USD | |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 202,861 | 31.46 USD | |
| 10 Jun 2020 | SALE | LEGG MASON INC | 648,178 | 49.98 USD | |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 44,518 | 0.00 USD | deriv |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 149,290 | 0.00 USD | deriv |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 211,735 | 0.00 USD | deriv |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 149,460 | 0.00 USD | deriv |
| 10 Jun 2020 | EXERCISE | LEGG MASON INC | 202,861 | 0.00 USD | deriv |
| 09 Jun 2020 | SALE | LEGG MASON INC | 16,634 | 50.04 USD | |
| 09 Jun 2020 | EXERCISE | LEGG MASON INC | 20,603 | 31.46 USD | |
| 09 Jun 2020 | EXERCISE | LEGG MASON INC | 20,603 | 0.00 USD | deriv |
| 08 Jun 2020 | EXERCISE | LEGG MASON INC | 276,536 | 31.46 USD | |
| 08 Jun 2020 | SALE | LEGG MASON INC | 223,256 | 50.04 USD | |
| 08 Jun 2020 | EXERCISE | LEGG MASON INC | 276,536 | 0.00 USD | deriv |
| 30 Apr 2020 | TAX_WITHHOLDING | LEGG MASON INC | 14,892 | 49.77 USD | |
| 24 Apr 2020 | GRANT_AWARD | LEGG MASON INC | 33.53 | 47.05 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 26 Jan 2016.