Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Great Elm Capital Corp. | 2,383 | reported | 21 Jan 2021 | tx 39+9,200−5,773 |
| Full Circle Capital Corp | 0 | reported | 03 Nov 2016 | tx 36+2,942,644−1,528,368 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 21 Jan 2021 | GRANT_AWARD | Great Elm Capital Corp. | 40 | 0.00 USD | |
| 21 Jan 2021 | GRANT_AWARD | Great Elm Capital Corp. | 97 | 0.00 USD | |
| 21 Jan 2021 | GRANT_AWARD | Great Elm Capital Corp. | 330 | 0.00 USD | |
| 21 Jan 2021 | GRANT_AWARD | Great Elm Capital Corp. | 18 | 0.00 USD | |
| 21 Dec 2020 | GRANT_AWARD | Great Elm Capital Corp. | 324 | 0.00 USD | |
| 21 Dec 2020 | GRANT_AWARD | Great Elm Capital Corp. | 96 | 0.00 USD | |
| 21 Dec 2020 | GRANT_AWARD | Great Elm Capital Corp. | 42 | 0.00 USD | |
| 21 Dec 2020 | GRANT_AWARD | Great Elm Capital Corp. | 19 | 0.00 USD | |
| 20 Nov 2020 | GRANT_AWARD | Great Elm Capital Corp. | 24 | 0.00 USD | |
| 20 Nov 2020 | GRANT_AWARD | Great Elm Capital Corp. | 432 | 0.00 USD | |
| 20 Nov 2020 | GRANT_AWARD | Great Elm Capital Corp. | 53 | 0.00 USD | |
| 20 Nov 2020 | GRANT_AWARD | Great Elm Capital Corp. | 128 | 0.00 USD | |
| 21 Oct 2020 | GRANT_AWARD | Great Elm Capital Corp. | 111 | 0.00 USD | |
| 21 Oct 2020 | GRANT_AWARD | Great Elm Capital Corp. | 20 | 0.00 USD | |
| 21 Oct 2020 | GRANT_AWARD | Great Elm Capital Corp. | 46 | 0.00 USD | |
| 21 Oct 2020 | GRANT_AWARD | Great Elm Capital Corp. | 245 | 0.00 USD | |
| 28 Sept 2020 | EXERCISE | Great Elm Capital Corp. | 5,773 | 2.95 USD | |
| 28 Sept 2020 | EXERCISE | Great Elm Capital Corp. | 5,773 | 0.00 USD | deriv |
| 21 Sept 2020 | GRANT_AWARD | Great Elm Capital Corp. | 160 | 0.00 USD | |
| 21 Sept 2020 | GRANT_AWARD | Great Elm Capital Corp. | 72 | 0.00 USD | |
| 21 Sept 2020 | GRANT_AWARD | Great Elm Capital Corp. | 30 | 0.00 USD | |
| 21 Sept 2020 | GRANT_AWARD | Great Elm Capital Corp. | 14 | 0.00 USD | |
| 21 Aug 2020 | GRANT_AWARD | Great Elm Capital Corp. | 161 | 0.00 USD | |
| 21 Aug 2020 | GRANT_AWARD | Great Elm Capital Corp. | 32 | 0.00 USD | |
| 21 Aug 2020 | GRANT_AWARD | Great Elm Capital Corp. | 74 | 0.00 USD |
1 purchase reported after at least 12 months of silence — most recent on 12 Dec 2013.