Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SARATOGA INVESTMENT CORP. | 43,527 | reported | 29 Jul 2025 | tx 16+32,333 |
| MF Global Ltd. | 100 | reported | 17 Dec 2012 | tx 27+321,348−184,759 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 29 Jul 2025 | OTHER | SARATOGA INVESTMENT CORP. | 4,373 | 0.00 USD | |
| 12 Aug 2024 | OTHER | SARATOGA INVESTMENT CORP. | 5,514 | 0.00 USD | |
| 15 Aug 2022 | OTHER | SARATOGA INVESTMENT CORP. | 3,638 | 0.00 USD | |
| 10 Jun 2021 | OTHER | SARATOGA INVESTMENT CORP. | 3,857 | 0.00 USD | |
| 02 Jul 2020 | OTHER | SARATOGA INVESTMENT CORP. | 3,587 | 0.00 USD | |
| 13 May 2020 | PURCHASE | SARATOGA INVESTMENT CORP. | 797 | 13.00 USD | first after silence |
| 14 May 2020 | PURCHASE | SARATOGA INVESTMENT CORP. | 1,203 | 12.90 USD | |
| 11 Sept 2019 | OTHER | SARATOGA INVESTMENT CORP. | 1,312 | 0.00 USD | |
| 15 Jan 2019 | PURCHASE | SARATOGA INVESTMENT CORP. | 1,208 | 22.00 USD | first after silence |
| 28 Sept 2018 | OTHER | SARATOGA INVESTMENT CORP. | 1,003 | 0.00 USD | |
| 19 Sept 2017 | OTHER | SARATOGA INVESTMENT CORP. | 1,173 | 0.00 USD | |
| 29 Jul 2016 | OTHER | SARATOGA INVESTMENT CORP. | 1,414 | 0.00 USD | |
| 29 Jul 2015 | OTHER | SARATOGA INVESTMENT CORP. | 1,854 | 0.00 USD | |
| 17 Oct 2014 | PURCHASE | SARATOGA INVESTMENT CORP. | 91 | 15.10 USD | first after silence |
| 20 Oct 2014 | PURCHASE | SARATOGA INVESTMENT CORP. | 609 | 15.49 USD | |
| 17 Oct 2014 | PURCHASE | SARATOGA INVESTMENT CORP. | 700 | 15.00 USD | |
| 17 Dec 2012 | SALE | MF Global Ltd. | 52,946 | 0.04 USD | |
| 10 Jun 2011 | TAX_WITHHOLDING | MF Global Ltd. | 2,039 | 7.24 USD | |
| 10 Jun 2011 | EXERCISE | MF Global Ltd. | 5,631 | 0.00 USD | |
| 10 Jun 2011 | EXERCISE | MF Global Ltd. | 5,631 | 0.00 USD | deriv |
| 11 Nov 2010 | TAX_WITHHOLDING | MF Global Ltd. | 211 | 7.98 USD | |
| 27 May 2011 | EXERCISE | MF Global Ltd. | 36,099 | 0.00 USD | |
| 11 Nov 2010 | EXERCISE | MF Global Ltd. | 623 | 0.00 USD | |
| 27 May 2011 | TAX_WITHHOLDING | MF Global Ltd. | 13,074 | 7.62 USD | |
| 11 Nov 2010 | EXERCISE | MF Global Ltd. | 623 | 0.00 USD | deriv |
3 purchases reported after at least 12 months of silence — most recent on 13 May 2020.