Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | 1,037,343 | reported | 05 Mar 2014 | tx 3+55,751 |
| Dividend Capital Realty Income Allocation Fund | 654,246 | reported | 14 Sept 2016 | tx 3+126,950 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 13 Sept 2016 | PURCHASE | Dividend Capital Realty Income Allocation Fund | 40,693 | 4.54 USD | |
| 14 Sept 2016 | PURCHASE | Dividend Capital Realty Income Allocation Fund | 31,477 | 4.51 USD | |
| 06 Sept 2016 | PURCHASE | Dividend Capital Realty Income Allocation Fund | 54,780 | 4.67 USD | first after silence |
| 05 Mar 2014 | PURCHASE | Firsthand Technology Value Fund, Inc. | 43,328 | 23.31 USD | |
| 04 Mar 2014 | PURCHASE | Firsthand Technology Value Fund, Inc. | 12,146 | 23.70 USD | |
| 26 Feb 2014 | PURCHASE | Firsthand Technology Value Fund, Inc. | 277 | 23.69 USD |
1 purchase reported after at least 12 months of silence — most recent on 06 Sept 2016.