Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Northern Power Systems Corp. | 3,306,304 | reported | 14 Jun 2017 | tx 13+2,808,463−621,692 |
| CARDICA INC | 25,000 | reported | 11 Dec 2014 | tx 65+1,549,991−79,942 |
| NEUROGEN CORP | 2,500 | reported | 15 Dec 2009 | tx 26+333,720−9,615 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 14 Jun 2017 | GRANT_AWARD | Northern Power Systems Corp. | 185,039 | 0.16 USD | |
| 25 May 2017 | GRANT_AWARD | Northern Power Systems Corp. | 30,000 | 0.00 USD | |
| 08 Dec 2016 | PURCHASE | Northern Power Systems Corp. | 168,462 | 0.25 USD | |
| 06 Dec 2016 | PURCHASE | Northern Power Systems Corp. | 401,279 | 0.25 USD | first after silence |
| 30 Nov 2016 | GRANT_AWARD | Northern Power Systems Corp. | 36,000 | 0.00 USD | |
| 28 Nov 2016 | GRANT_AWARD | Northern Power Systems Corp. | 30,000 | 0.00 USD | |
| 25 Aug 2015 | GRANT_AWARD | Northern Power Systems Corp. | 81,691 | 0.44 USD | |
| 25 Aug 2015 | GRANT_AWARD | Northern Power Systems Corp. | 15,000 | 0.00 USD | |
| 21 Aug 2015 | PURCHASE | Northern Power Systems Corp. | 972,000 | 0.44 USD | |
| 09 Jun 2015 | PURCHASE | Northern Power Systems Corp. | 247,300 | 0.71 USD | first after silence |
| 11 Dec 2014 | GRANT_AWARD | CARDICA INC | 25,000 | 0.00 USD | deriv |
| 30 Nov 2014 | OTHER | Northern Power Systems Corp. | 621,692 | 0.00 USD | |
| 30 Nov 2014 | OTHER | Northern Power Systems Corp. | 621,692 | 0.00 USD | |
| 09 May 2014 | GRANT_AWARD | Northern Power Systems Corp. | 20,000 | 0.00 USD | deriv |
| 13 Nov 2013 | GRANT_AWARD | CARDICA INC | 12,200 | 1.14 USD | deriv |
| 20 Mar 2013 | GRANT_AWARD | CARDICA INC | 283,000 | 1.05 USD | |
| 13 Nov 2012 | GRANT_AWARD | CARDICA INC | 12,200 | 1.15 USD | deriv |
| 13 Feb 2012 | PURCHASE | CARDICA INC | 150,000 | 1.65 USD | first after silence |
| 17 Nov 2011 | GRANT_AWARD | CARDICA INC | 12,200 | 2.13 USD | deriv |
| 09 Nov 2010 | GRANT_AWARD | CARDICA INC | 12,200 | 0.00 USD | deriv |
| 15 Dec 2009 | GRANT_AWARD | NEUROGEN CORP | 2,500 | 0.00 USD | deriv |
| 11 Nov 2009 | GRANT_AWARD | CARDICA INC | 12,200 | 1.12 USD | deriv |
| 30 Sept 2009 | PURCHASE | CARDICA INC | 399,202 | 1.25 USD | |
| 30 Sept 2009 | PURCHASE | CARDICA INC | 199,601 | 1.25 USD | deriv |
| 15 Sept 2009 | GRANT_AWARD | NEUROGEN CORP | 2,500 | 0.00 USD | deriv |
4 purchases reported after at least 12 months of silence — most recent on 06 Dec 2016.