Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Brookfield Real Assets Income Fund Inc. | 1,581 | reported | 05 Dec 2016 | tx 2+1,879 |
| RMK Advantage Income Fund, Inc. | 1,300 | reported | 17 Aug 2011 | tx 1+1,300 |
| HYPERION TOTAL RETURN FUND INC | 0 | reported | 05 Dec 2016 | tx 1−311.76 |
| 40 86 STRATEGIC INCOME FUND | 0 | reported | 05 Dec 2016 | tx 2+540−4,924.37 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 05 Dec 2016 | OTHER | HYPERION TOTAL RETURN FUND INC | 311.76 | — | |
| 05 Dec 2016 | GRANT_AWARD | Brookfield Real Assets Income Fund Inc. | 1,581 | — | |
| 05 Dec 2016 | GRANT_AWARD | Brookfield Real Assets Income Fund Inc. | 298 | — | |
| 05 Dec 2016 | OTHER | 40 86 STRATEGIC INCOME FUND | 4,924.37 | — | |
| 17 Aug 2011 | PURCHASE | RMK Advantage Income Fund, Inc. | 1,300 | 7.81 USD | |
| 17 Aug 2011 | PURCHASE | 40 86 STRATEGIC INCOME FUND | 540 | 9.22 USD |