Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Great Elm Capital Corp. | 1,700 | reported | 10 Nov 2017 | tx 1+1,088 |
| Full Circle Capital Corp | 0 | reported | 03 Nov 2016 | tx 6+3,655−2,765 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 10 Nov 2017 | PURCHASE | Great Elm Capital Corp. | 1,088 | 9.43 USD | first after silence |
| 03 Nov 2016 | OTHER | Full Circle Capital Corp | 2,765 | — | |
| 23 Jun 2015 | PURCHASE | Full Circle Capital Corp | 300 | 3.80 USD | |
| 07 Apr 2015 | PURCHASE | Full Circle Capital Corp | 1,190 | 3.50 USD | |
| 30 Mar 2015 | EXERCISE | Full Circle Capital Corp | 1,190 | 0.00 USD | deriv |
| 08 Dec 2014 | PURCHASE | Full Circle Capital Corp | 275 | 4.67 USD | |
| 14 Nov 2014 | PURCHASE | Full Circle Capital Corp | 700 | 5.75 USD |
1 purchase reported after at least 12 months of silence — most recent on 10 Nov 2017.