Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| AEOLUS PHARMACEUTICALS, INC. | 75,000 | reported | 08 May 2013 | tx 1+75,000 |
| GAIN Capital Holdings, Inc. | 60,201 | reported | 31 May 2016 | tx 34+376,097−273,326 |
| BIOVEST INTERNATIONAL INC | 0 | reported | 09 Jul 2013 | tx 12+729,250−759,250 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 May 2016 | SALE | GAIN Capital Holdings, Inc. | 1,657 | 6.89 USD | |
| 23 Mar 2016 | SALE | GAIN Capital Holdings, Inc. | 3,078 | 6.28 USD | |
| 07 Mar 2016 | SALE | GAIN Capital Holdings, Inc. | 1,828 | 7.42 USD | |
| 02 Mar 2016 | SALE | GAIN Capital Holdings, Inc. | 2,602 | 7.31 USD | |
| 03 Mar 2016 | SALE | GAIN Capital Holdings, Inc. | 11 | 7.42 USD | anomaly |
| 26 May 2015 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 18,927 | 0.00 USD | |
| 26 May 2015 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 13,119 | 0.00 USD | deriv |
| 23 Mar 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 10,250 | 4.40 USD | |
| 23 Mar 2015 | SALE | GAIN Capital Holdings, Inc. | 32,125 | 9.61 USD | |
| 23 Mar 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 15,000 | 8.02 USD | |
| 23 Mar 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 10,250 | 0.00 USD | deriv |
| 23 Mar 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 15,000 | 0.00 USD | deriv |
| 05 Mar 2015 | SALE | GAIN Capital Holdings, Inc. | 5,025 | 9.72 USD | |
| 02 Mar 2015 | SALE | GAIN Capital Holdings, Inc. | 15,250 | 9.34 USD | |
| 02 Mar 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 8,750 | 5.30 USD | |
| 02 Mar 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 8,750 | 0.00 USD | deriv |
| 23 Feb 2015 | SALE | GAIN Capital Holdings, Inc. | 45,000 | 9.03 USD | |
| 23 Feb 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 45,000 | 8.02 USD | |
| 23 Feb 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 45,000 | 0.00 USD | deriv |
| 15 Jan 2015 | SALE | GAIN Capital Holdings, Inc. | 39,750 | 8.31 USD | |
| 15 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 17,500 | 5.30 USD | |
| 15 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 10,250 | 4.40 USD | |
| 15 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 17,500 | 0.00 USD | deriv |
| 15 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 10,250 | 0.00 USD | deriv |
| 24 Mar 2014 | SALE | GAIN Capital Holdings, Inc. | 13,750 | 11.66 USD |