Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| JEFFERIES GROUP INC /DE/ | 194,431 | reported | 06 Dec 2007 | tx 57+294,832.87−1,011,984.46 |
| GAIN Capital Holdings, Inc. | 0 | reported | 31 Jul 2020 | tx 24+254,051−300,153 |
| HUDSON VALLEY HOLDING CORP | 0 | reported | 30 Jun 2015 | tx 72+15,000−30,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 Jul 2020 | OTHER | GAIN Capital Holdings, Inc. | 237,219 | 6.00 USD | |
| 17 Jul 2020 | EXERCISE | GAIN Capital Holdings, Inc. | 40,000 | 3.83 USD | |
| 17 Jul 2020 | EXERCISE | GAIN Capital Holdings, Inc. | 40,000 | 3.83 USD | deriv |
| 14 Mar 2019 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 30,581 | 0.00 USD | |
| 21 Nov 2018 | PURCHASE | GAIN Capital Holdings, Inc. | 10,000 | 7.32 USD | first after silence |
| 24 May 2018 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 25,000 | 0.00 USD | |
| 03 Oct 2017 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 5,178 | 0.00 USD | |
| 09 Jun 2017 | EXERCISE | GAIN Capital Holdings, Inc. | 12,024 | 3.83 USD | |
| 09 Jun 2017 | EXERCISE | GAIN Capital Holdings, Inc. | 12,024 | 3.83 USD | deriv |
| 15 Mar 2017 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 12,091 | 0.00 USD | |
| 16 Dec 2016 | PURCHASE | GAIN Capital Holdings, Inc. | 10,000 | 6.91 USD | |
| 09 Nov 2016 | PURCHASE | GAIN Capital Holdings, Inc. | 10,000 | 5.41 USD | first after silence |
| 05 May 2016 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 12,573 | 0.00 USD | |
| 30 Jun 2015 | OTHER | HUDSON VALLEY HOLDING CORP | 12,000 | — | |
| 30 Jun 2015 | OTHER | HUDSON VALLEY HOLDING CORP | 3,000 | — | |
| 05 Mar 2014 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 7,537 | 0.00 USD | |
| 26 May 2015 | GRANT_AWARD | GAIN Capital Holdings, Inc. | 8,937 | 0.00 USD | |
| 06 Feb 2015 | GRANT_AWARD | HUDSON VALLEY HOLDING CORP | 1,000 | 0.00 USD | |
| 06 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 3,672 | 0.00 USD | |
| 06 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 7,238 | 0.00 USD | |
| 06 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 7,238 | 0.00 USD | deriv |
| 06 Jan 2015 | EXERCISE | GAIN Capital Holdings, Inc. | 3,672 | 0.00 USD | deriv |
| 06 Feb 2014 | GRANT_AWARD | HUDSON VALLEY HOLDING CORP | 1,000 | 0.00 USD | |
| 12 Dec 2013 | PURCHASE | GAIN Capital Holdings, Inc. | 5,000 | 7.89 USD | |
| 11 Dec 2013 | PURCHASE | HUDSON VALLEY HOLDING CORP | 143 | 18.95 USD |
3 purchases reported after at least 12 months of silence — most recent on 21 Nov 2018.