Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Dividend Capital Realty Income Allocation Fund | 4,190,476 | reported | 14 Sept 2016 | tx 17+652,432 |
| Imperial Holdings, LLC | 2,991,124 | reported | 24 Jun 2015 | tx 3+1,305,849−1,412,445 |
| REAL ESTATE INCOME FUND INC | 2,266,092 | reported | 06 May 2016 | tx 28+242,851 |
| Nuveen Global Value Opportunities Fund | 2,091,261 | reported | 08 Sept 2016 | tx 13+194,420 |
| FIRST TRUST ACTIVE DIVIDEND INCOME FUND | 1,690,324 | reported | 30 Aug 2016 | tx 29+304,921 |
| HIGH INCOME SECURITIES FUND | 1,467,199 | reported | 06 Jun 2018 | tx 17+89,532−90,422 |
| PACHOLDER HIGH YIELD FUND INC | 1,392,652 | reported | 27 Jun 2017 | tx 14+106,891−19,110 |
| KOREA EQUITY FUND INC | 1,377,674 | reported | 06 Jun 2017 | tx 8+149,528 |
| Nuveen Long/Short Commodity Total Return Fund | 1,178,514 | reported | 06 Dec 2016 | tx 4+33,318 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 1,008,545 | reported | 16 May 2017 | tx 4−90,889 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 17 Apr 2019 | SALE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 39,782 | 14.68 USD | |
| 18 Apr 2019 | SALE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 457,400 | 14.68 USD | |
| 17 Apr 2019 | SALE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 39,111 | 14.68 USD | |
| 01 Apr 2019 | OTHER | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 96,742 | 0.00 USD | |
| 01 Oct 2018 | OTHER | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 149,565 | 0.00 USD | |
| 28 Sept 2018 | PURCHASE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 100 | 13.50 USD | |
| 30 Aug 2018 | PURCHASE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 12,200 | 13.80 USD | |
| 29 Aug 2018 | PURCHASE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 6,408 | 13.80 USD | |
| 27 Aug 2018 | PURCHASE | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 8,200 | 13.76 USD | |
| 06 Jun 2018 | OTHER | HIGH INCOME SECURITIES FUND | 90,422 | 0.00 USD | |
| 02 Feb 2018 | PURCHASE | HIGH INCOME SECURITIES FUND | 100 | 9.00 USD | |
| 29 Jan 2018 | PURCHASE | HIGH INCOME SECURITIES FUND | 505 | 9.17 USD | |
| 30 Jan 2018 | PURCHASE | HIGH INCOME SECURITIES FUND | 428 | 9.12 USD | |
| 30 Jan 2018 | PURCHASE | HIGH INCOME SECURITIES FUND | 2,241 | 9.12 USD | |
| 30 Jan 2018 | PURCHASE | HIGH INCOME SECURITIES FUND | 1,123 | 9.12 USD | |
| 21 Dec 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 2,189 | 8.97 USD | |
| 15 Nov 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 1,150 | 8.86 USD | |
| 30 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 7,609 | 8.95 USD | |
| 27 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 2,788 | 8.92 USD | |
| 26 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 16,645 | 8.92 USD | |
| 18 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 400 | 8.95 USD | |
| 19 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 300 | 8.97 USD | |
| 04 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 7,339 | 8.92 USD | |
| 11 Oct 2017 | PURCHASE | HIGH INCOME SECURITIES FUND | 28,546 | 8.91 USD | |
| 27 Jun 2017 | PURCHASE | PACHOLDER HIGH YIELD FUND INC | 59,500 | 7.93 USD |
2 purchases reported after at least 12 months of silence — most recent on 18 Nov 2014.