RUSSELL-DOWE MICHELLE LYN

USNatural personVP

Transactions

Issuers

Buys / Sells

14/0

Last tx

05 Dec 2016

USNatural personVP

Transactions

Issuers

Buys / Sells

14/0

Last tx

05 Dec 2016

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Brookfield Real Assets Income Fund Inc.	12,902	reported	05 Dec 2016	tx 3+16,416
HYPERION TOTAL RETURN FUND INC	0	reported	05 Dec 2016	tx 10+7,012−3,668
Brookfield Mortgage Opportunity Income Fund Inc.	0	reported	05 Dec 2016	tx 8+19,700−19,650

Recent transactions

Date	Type	Issuer	Qty	Price
05 Dec 2016	OTHER	Brookfield Mortgage Opportunity Income Fund Inc.	19,650	—
05 Dec 2016	GRANT_AWARD	Brookfield Real Assets Income Fund Inc.	892	—
05 Dec 2016	GRANT_AWARD	Brookfield Real Assets Income Fund Inc.	2,622	—
05 Dec 2016	GRANT_AWARD	Brookfield Real Assets Income Fund Inc.	12,902	—
05 Dec 2016	OTHER	HYPERION TOTAL RETURN FUND INC	931	—
05 Dec 2016	OTHER	HYPERION TOTAL RETURN FUND INC	2,737	—
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	265	21.50 USD
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	385	21.50 USD
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	166	22.59 USD
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	696	22.59 USD
25 Nov 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	4,100	16.05 USD
25 Nov 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	1,900	16.06 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	10,000	20.00 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	150	20.00 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	50	20.00 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	3,000	20.00 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	2,000	6.28 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	250	6.29 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	1,000	6.29 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	2,250	6.28 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Brookfield Real Assets Income Fund Inc.	12,902	reported	05 Dec 2016	tx 3+16,416
HYPERION TOTAL RETURN FUND INC	0	reported	05 Dec 2016	tx 10+7,012−3,668
Brookfield Mortgage Opportunity Income Fund Inc.	0	reported	05 Dec 2016	tx 8+19,700−19,650

Recent transactions

Date	Type	Issuer	Qty	Price
05 Dec 2016	OTHER	Brookfield Mortgage Opportunity Income Fund Inc.	19,650	—
05 Dec 2016	GRANT_AWARD	Brookfield Real Assets Income Fund Inc.	892	—
05 Dec 2016	GRANT_AWARD	Brookfield Real Assets Income Fund Inc.	2,622	—
05 Dec 2016	GRANT_AWARD	Brookfield Real Assets Income Fund Inc.	12,902	—
05 Dec 2016	OTHER	HYPERION TOTAL RETURN FUND INC	931	—
05 Dec 2016	OTHER	HYPERION TOTAL RETURN FUND INC	2,737	—
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	265	21.50 USD
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	385	21.50 USD
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	166	22.59 USD
26 Oct 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	696	22.59 USD
25 Nov 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	4,100	16.05 USD
25 Nov 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	1,900	16.06 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	10,000	20.00 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	150	20.00 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	50	20.00 USD
26 Mar 2013	PURCHASE	Brookfield Mortgage Opportunity Income Fund Inc.	3,000	20.00 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	2,000	6.28 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	250	6.29 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	1,000	6.29 USD
13 Jul 2012	PURCHASE	HYPERION TOTAL RETURN FUND INC	2,250	6.28 USD