RULE ARTHUR RICHARDS

USNatural person

USNatural person

Transactions

Issuers

Buys / Sells

0/3

Last tx

16 Sept 2024

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
SPROTT INC.	2,604,537	reported	16 Sept 2024	tx 7−75,530
Axos Financial, Inc.	660,000	reported	30 Sept 2009	tx 3−137,300

Recent transactions

Date	Type	Issuer	Qty	Price
13 Sept 2024	OTHER	SPROTT INC.	5,000	41.55 USD
13 Sept 2024	OTHER	SPROTT INC.	3,920	41.55 USD
16 Sept 2024	OTHER	SPROTT INC.	10,000	41.30 USD
12 Sept 2024	OTHER	SPROTT INC.	41,610	41.45 USD
13 Sept 2024	OTHER	SPROTT INC.	5,000	41.45 USD
13 Sept 2024	OTHER	SPROTT INC.	5,000	41.48 USD
13 Sept 2024	OTHER	SPROTT INC.	5,000	42.05 USD
30 Sept 2009	SALE	Axos Financial, Inc.	40,000	8.50 USD
04 Sept 2009	SALE	Axos Financial, Inc.	70,000	8.53 USD
08 Sept 2009	SALE	Axos Financial, Inc.	27,300	8.60 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
SPROTT INC.	2,604,537	reported	16 Sept 2024	tx 7−75,530
Axos Financial, Inc.	660,000	reported	30 Sept 2009	tx 3−137,300

Recent transactions

Date	Type	Issuer	Qty	Price
13 Sept 2024	OTHER	SPROTT INC.	5,000	41.55 USD
13 Sept 2024	OTHER	SPROTT INC.	3,920	41.55 USD
16 Sept 2024	OTHER	SPROTT INC.	10,000	41.30 USD
12 Sept 2024	OTHER	SPROTT INC.	41,610	41.45 USD
13 Sept 2024	OTHER	SPROTT INC.	5,000	41.45 USD
13 Sept 2024	OTHER	SPROTT INC.	5,000	41.48 USD
13 Sept 2024	OTHER	SPROTT INC.	5,000	42.05 USD
30 Sept 2009	SALE	Axos Financial, Inc.	40,000	8.50 USD
04 Sept 2009	SALE	Axos Financial, Inc.	70,000	8.53 USD
08 Sept 2009	SALE	Axos Financial, Inc.	27,300	8.60 USD