Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| FILENET CORP | 25,000 | reported | 02 Dec 2003 | tx 1+25,000 |
| AXS ONE INC | 0 | reported | 17 Jun 2009 | tx 10+3,300,000−650,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 17 Jun 2009 | EXERCISE | AXS ONE INC | 450,000 | 0.01 USD | |
| 17 Jun 2009 | EXERCISE | AXS ONE INC | 450,000 | 0.00 USD | deriv |
| 30 Oct 2008 | PURCHASE | AXS ONE INC | — | — | deriv |
| 30 Oct 2008 | PURCHASE | AXS ONE INC | 450,000 | 150000.00 USD | deriv |
| 04 Aug 2008 | EXERCISE | AXS ONE INC | 200,000 | 0.01 USD | |
| 04 Aug 2008 | EXERCISE | AXS ONE INC | 200,000 | 0.00 USD | deriv |
| 24 Jul 2008 | PURCHASE | AXS ONE INC | — | 100000.00 USD | deriv |
| 24 Jul 2008 | PURCHASE | AXS ONE INC | 200,000 | — | deriv |
| 10 Sept 2007 | PURCHASE | AXS ONE INC | 1,500,000 | 0.70 USD | |
| 10 Sept 2007 | GRANT_AWARD | AXS ONE INC | 500,000 | 0.00 USD | |
| 02 Dec 2003 | GRANT_AWARD | FILENET CORP | 25,000 | 0.00 USD | deriv |