Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| TECHNOLOGY INVESTMENT CAPITAL CORP | 10,949 | reported | 14 Jun 2023 | tx 2+2,737−2,737 |
| Oxford Lane Capital Corp. | 3,005 | reported | 12 Mar 2020 | tx 1−1,495 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 14 Jun 2023 | EXERCISE | TECHNOLOGY INVESTMENT CAPITAL CORP | 2,737 | 2.66 USD | |
| 14 Jun 2023 | EXERCISE | TECHNOLOGY INVESTMENT CAPITAL CORP | 2,737 | 0.00 USD | deriv |
| 12 Mar 2020 | OTHER | Oxford Lane Capital Corp. | 1,495 | 25.06 USD |