Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| S&P Global Inc. | 26,354.87 | reported | 05 Jan 2009 | tx 12+10,085.971−4,280 |
| SWS GROUP INC | 0 | reported | 01 Jan 2015 | tx 21+327,342−331,833 |
2 purchases reported after at least 12 months of silence — most recent on 06 Sept 2011.
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 01 Jan 2015 | OTHER | SWS GROUP INC | 249,843 | — | |
| 01 Jan 2015 | OTHER | SWS GROUP INC | 33,000 | — | |
| 01 Jan 2015 | OTHER | SWS GROUP INC | 41,152 | — | |
| 25 Aug 2014 | TAX_WITHHOLDING | SWS GROUP INC | 1,094 | 0.00 USD | |
| 21 Aug 2014 | TAX_WITHHOLDING | SWS GROUP INC | 4,099 | 0.00 USD | |
| 20 Aug 2014 | GRANT_AWARD | SWS GROUP INC | 41,152 | 0.00 USD | |
| 26 Aug 2013 | TAX_WITHHOLDING | SWS GROUP INC | 1,094 | 0.00 USD | |
| 21 Aug 2013 | GRANT_AWARD | SWS GROUP INC | 44,964 | 0.00 USD | |
| 02 Feb 2012 | GRANT_AWARD | SWS GROUP INC | 174,263 | 0.00 USD | |
| 06 Sept 2011 | PURCHASE | SWS GROUP INC | 15,000 | 3.76 USD | first after silence |
| 25 May 2010 | PURCHASE | SWS GROUP INC | 5,000 | 9.55 USD | |
| 21 May 2010 | PURCHASE | SWS GROUP INC | 1,000 | 9.86 USD | first after silence |
| 25 Aug 2009 | TAX_WITHHOLDING | SWS GROUP INC | 588 | 0.00 USD | |
| 24 Aug 2009 | GRANT_AWARD | SWS GROUP INC | 23,552 | 0.00 USD | |
| 24 Aug 2009 | TAX_WITHHOLDING | SWS GROUP INC | 408 | 0.00 USD | |
| 05 Jan 2009 | OTHER | S&P Global Inc. | 45.58 | 0.00 USD | |
| 05 Jan 2009 | GRANT_AWARD | S&P Global Inc. | 2,805.8 | 0.00 USD | deriv |
| 18 Nov 2008 | PURCHASE | SWS GROUP INC | 12,000 | 11.11 USD | |
| 25 Aug 2008 | GRANT_AWARD | SWS GROUP INC | 3,966 | 0.00 USD | |
| 02 Jan 2008 | OTHER | S&P Global Inc. | 26.99 | 0.00 USD | |
| 02 Jan 2008 | GRANT_AWARD | S&P Global Inc. | 1,714.11 | 0.00 USD | deriv |
| 27 Aug 2007 | TAX_WITHHOLDING | SWS GROUP INC | 508 | 0.00 USD | |
| 24 Aug 2007 | GRANT_AWARD | SWS GROUP INC | 4,630 | 0.00 USD | |
| 20 Aug 2007 | TAX_WITHHOLDING | SWS GROUP INC | 47 | 0.00 USD | |
| 02 Jan 2007 | OTHER | S&P Global Inc. | 22.83 | 0.00 USD |