ROSENSTOCK RICHARD J

USNatural personDirector

Transactions

107

Issuers

Buys / Sells

101/1

Last tx

11 Dec 2014

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Insider

ROSENSTOCK RICHARD J

USNatural personDirector

Transactions

107

Issuers

Buys / Sells

101/1

Last tx

11 Dec 2014

Behaviour

1 purchase reported after at least 12 months of silence — most recent on 18 Mar 2009.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
LADENBURG THALMANN FINANCIAL SERVICES INC	154,000	reported	11 Dec 2014	tx 107+1,249,000−1,840,164

Recent transactions

Date	Type	Issuer	Qty	Price
11 Dec 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	5,000	3.73 USD
21 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	1,000	2.72 USD
21 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	1,000	2.69 USD
21 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	2,598	2.67 USD
21 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	402	2.66 USD
09 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	166	2.70 USD
09 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	4,204	2.72 USD
09 May 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	630	2.67 USD
11 Apr 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	2,000	2.67 USD
11 Apr 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	500	2.69 USD
11 Apr 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	2,500	2.68 USD
14 Mar 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	2,901	3.00 USD
14 Mar 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	1,250	2.99 USD
14 Mar 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	849	2.97 USD
13 Jan 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	381	2.93 USD
13 Jan 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	479	2.95 USD
13 Jan 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	3,017	2.96 USD
13 Jan 2014	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	1,123	2.97 USD
15 Aug 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	20,000	1.67 USD
24 May 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	2,000	25.00 USD
15 Apr 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	5,000	1.44 USD
04 Apr 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	5,000	1.60 USD
20 Mar 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	650	1.68 USD
20 Mar 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	1,250	1.67 USD
20 Mar 2013	PURCHASE	LADENBURG THALMANN FINANCIAL SERVICES INC	800	1.65 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
LADENBURG THALMANN FINANCIAL SERVICES INC	154,000	reported	11 Dec 2014	tx 107+1,249,000−1,840,164