Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Xencor Inc | 5,012,430 | reported | 20 Mar 2020 | tx 33+427,067−448,610 |
| TOP SHIPS INC. | 75,350 | reported | 31 Aug 2016 | tx 15+222,500−480,647 |
| AWARE INC /MA/ | 0 | reported | 02 Jan 2020 | tx 28+1,393,037−311,671 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Mar 2020 | SALE | Xencor Inc | 50,770 | 29.89 USD | |
| 19 Mar 2020 | SALE | Xencor Inc | 26,800 | 28.23 USD | |
| 02 Jan 2020 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD | |
| 02 Jan 2020 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD | deriv |
| 13 Nov 2019 | PURCHASE | AWARE INC /MA/ | 216 | 2.87 USD | |
| 15 Nov 2019 | PURCHASE | AWARE INC /MA/ | 6,100 | 2.89 USD | |
| 14 Nov 2019 | PURCHASE | AWARE INC /MA/ | 309 | 2.86 USD | |
| 04 Nov 2019 | PURCHASE | AWARE INC /MA/ | 100 | 2.75 USD | |
| 05 Nov 2019 | PURCHASE | AWARE INC /MA/ | 1,600 | 2.81 USD | |
| 06 Nov 2019 | PURCHASE | AWARE INC /MA/ | 300 | 2.83 USD | |
| 01 Jul 2019 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD | |
| 01 Jul 2019 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD | deriv |
| 22 Mar 2019 | PURCHASE | Xencor Inc | 2,000 | 29.96 USD | |
| 25 Mar 2019 | PURCHASE | Xencor Inc | 3,500 | 29.77 USD | |
| 15 Mar 2019 | PURCHASE | Xencor Inc | 38,300 | 29.02 USD | first after silence |
| 18 Mar 2019 | PURCHASE | Xencor Inc | 1,100 | 29.90 USD | |
| 02 Jan 2019 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD | |
| 02 Jan 2019 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD | deriv |
| 14 Sept 2018 | SALE | Xencor Inc | 1,000 | 48.05 USD | |
| 12 Jul 2018 | SALE | Xencor Inc | 58,000 | 39.55 USD | |
| 11 Jul 2018 | SALE | Xencor Inc | 30,007 | 39.63 USD | |
| 27 Jun 2018 | GIFT | Xencor Inc | 7,500 | 0.00 USD | |
| 27 Jun 2018 | GIFT | Xencor Inc | 7,500 | 0.00 USD | |
| 10 Jul 2018 | SALE | Xencor Inc | 50,293 | 39.89 USD | |
| 02 Jan 2018 | EXERCISE | AWARE INC /MA/ | 5,000 | 0.00 USD |
3 purchases reported after at least 12 months of silence — most recent on 15 Mar 2019.