Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| ING PRIME RATE TRUST | 12,407 | reported | 02 Oct 2017 | tx 9+49,250−49,250 |
| Pomona Investment Fund | 4,970.18 | reported | 04 Jan 2016 | tx 2+9,857.77 |
| ING SENIOR INCOME FUND | 0 | reported | 15 Mar 2011 | tx 4+2,325.58−1,202.43 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 2,301 | 5.22 USD | |
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 1,700 | 5.21 USD | |
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 3,350 | 5.22 USD | |
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 2,600 | 5.21 USD | |
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 26,392 | 5.20 USD | |
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 500 | 5.21 USD | |
| 02 Oct 2017 | SALE | ING PRIME RATE TRUST | 12,407 | 5.21 USD | |
| 29 Jun 2016 | PURCHASE | ING PRIME RATE TRUST | 24,628 | 5.08 USD | |
| 29 Jun 2016 | PURCHASE | ING PRIME RATE TRUST | 24,622 | 5.09 USD | |
| 04 Jan 2016 | PURCHASE | Pomona Investment Fund | 4,887.59 | 10.23 USD | |
| 04 Jan 2016 | PURCHASE | Pomona Investment Fund | 4,970.18 | 10.06 USD | first after silence |
| 15 Apr 2010 | PURCHASE | ING SENIOR INCOME FUND | 1,162.79 | 12.90 USD | |
| 15 Mar 2011 | SALE | ING SENIOR INCOME FUND | 807.32 | 13.26 USD |
1 purchase reported after at least 12 months of silence — most recent on 04 Jan 2016.