Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| FAMILY HOME HEALTH SERVICES, INC. | 13,636 | reported | 03 Jan 2007 | tx 4+80,050 |
| LABRANCHE & CO INC | 0 | reported | 28 Jun 2011 | tx 6+55,032−55,032 |
| SOUNDVIEW TECHNOLOGY GROUP INC | 0 | reported | 16 Jan 2004 | tx 3−69,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 28 Jun 2011 | OTHER | LABRANCHE & CO INC | 5,000 | — | |
| 28 Jun 2011 | OTHER | LABRANCHE & CO INC | 50,032 | — | |
| 03 Jun 2010 | OTHER | LABRANCHE & CO INC | 22,491 | — | |
| 17 Mar 2009 | OTHER | LABRANCHE & CO INC | 12,632 | — | |
| 22 Jul 2008 | PURCHASE | LABRANCHE & CO INC | 5,000 | 6.48 USD | |
| 25 Mar 2008 | OTHER | LABRANCHE & CO INC | 14,909 | — | |
| 03 Jan 2007 | GRANT_AWARD | FAMILY HOME HEALTH SERVICES, INC. | 10,909 | 0.00 USD | deriv |
| 01 Oct 2006 | GRANT_AWARD | FAMILY HOME HEALTH SERVICES, INC. | 6,000 | 0.00 USD | deriv |
| 08 Aug 2006 | GRANT_AWARD | FAMILY HOME HEALTH SERVICES, INC. | 49,505 | 0.00 USD | deriv |
| 16 Jan 2004 | OTHER | SOUNDVIEW TECHNOLOGY GROUP INC | 24,000 | — | deriv |
| 16 Jan 2004 | OTHER | SOUNDVIEW TECHNOLOGY GROUP INC | 10,000 | — | deriv |
| 12 Jan 2004 | TENDER | SOUNDVIEW TECHNOLOGY GROUP INC | 35,000 | 15.50 USD |