Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| MAXYGEN INC | 101,066 | reported | 06 Jun 2012 | tx 379+173,169−550,385 |
| ARDELYX, INC. | 23,500 | reported | 09 Jun 2020 | tx 10+198,500 |
| Alexza Pharmaceuticals Inc. | 0 | reported | 21 Jun 2016 | tx 35+344,524−237,468 |
| Brookline Capital Acquisition Corp. | 0 | reported | 23 Aug 2023 | tx 5+100,000−149,084 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 23 Aug 2023 | OTHER | Brookline Capital Acquisition Corp. | 10,000 | — | |
| 23 Aug 2023 | OTHER | Brookline Capital Acquisition Corp. | 100,000 | — | deriv |
| 23 Aug 2023 | OTHER | Brookline Capital Acquisition Corp. | 34,084 | — | deriv |
| 23 Aug 2023 | OTHER | Brookline Capital Acquisition Corp. | 5,000 | — | deriv |
| 29 Sept 2022 | GRANT_AWARD | Brookline Capital Acquisition Corp. | 100,000 | 0.00 USD | deriv |
| 09 Jun 2020 | GRANT_AWARD | ARDELYX, INC. | 23,500 | 0.00 USD | deriv |
| 13 Jun 2019 | GRANT_AWARD | ARDELYX, INC. | 50,000 | 0.00 USD | deriv |
| 13 Jun 2018 | GRANT_AWARD | ARDELYX, INC. | 15,000 | 0.00 USD | deriv |
| 30 May 2018 | PURCHASE | ARDELYX, INC. | 10,000 | 4.00 USD | first after silence |
| 07 Jun 2017 | GRANT_AWARD | ARDELYX, INC. | 15,000 | 0.00 USD | deriv |
| 21 Jun 2016 | TENDER | Alexza Pharmaceuticals Inc. | 927 | — | |
| 21 Jun 2016 | TENDER | Alexza Pharmaceuticals Inc. | 32,392 | — | |
| 21 Jun 2016 | TENDER | Alexza Pharmaceuticals Inc. | 927 | — | |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 3,125 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 625 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 625 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 625 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 3,991 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 625 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 12,500 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 12,500 | 0.00 USD | deriv |
| 21 Jun 2016 | OTHER | Alexza Pharmaceuticals Inc. | 11,606 | 0.00 USD | deriv |
| 02 Jun 2016 | GRANT_AWARD | ARDELYX, INC. | 15,000 | 0.00 USD | deriv |
| 21 Mar 2016 | PURCHASE | ARDELYX, INC. | 15,000 | 7.77 USD | |
| 23 Jun 2015 | GRANT_AWARD | Alexza Pharmaceuticals Inc. | 12,500 | 0.00 USD | deriv |
4 purchases reported after at least 12 months of silence — most recent on 30 May 2018.