Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| NORTH FORK BANCORPORATION INC | 12,961 | reported | 13 Sept 2006 | tx 12+76,820−151,392 |
| American Capital Mortgage Investment Corp. | 1,500 | reported | 10 Dec 2012 | tx 1+1,500 |
| AGNC Investment Corp. | 1,500 | reported | 10 Dec 2012 | tx 1+1,500 |
| AMERICAN CAPITAL STRATEGIES LTD | 0 | reported | 03 Jan 2017 | tx 20+632,500−475,912 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 03 Jan 2017 | OTHER | AMERICAN CAPITAL STRATEGIES LTD | 93,750 | — | deriv |
| 03 Jan 2017 | OTHER | AMERICAN CAPITAL STRATEGIES LTD | 156,250 | — | deriv |
| 29 Dec 2016 | SALE | AMERICAN CAPITAL STRATEGIES LTD | 38,412 | 17.73 USD | |
| 06 May 2013 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 71,168 | 3.23 USD | |
| 06 May 2013 | SALE | AMERICAN CAPITAL STRATEGIES LTD | 71,168 | 14.41 USD | |
| 07 May 2013 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 22,582 | 3.23 USD | |
| 07 May 2013 | SALE | AMERICAN CAPITAL STRATEGIES LTD | 22,582 | 14.41 USD | |
| 07 May 2013 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 22,582 | 0.00 USD | deriv |
| 06 May 2013 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 71,168 | 0.00 USD | deriv |
| 10 Dec 2012 | PURCHASE | AGNC Investment Corp. | 1,500 | 31.50 USD | first after silence |
| 10 Dec 2012 | PURCHASE | American Capital Mortgage Investment Corp. | 1,500 | 25.55 USD | |
| 30 Aug 2011 | GRANT_AWARD | AMERICAN CAPITAL STRATEGIES LTD | 156,250 | 0.00 USD | deriv |
| 08 Oct 2010 | GRANT_AWARD | AMERICAN CAPITAL STRATEGIES LTD | 93,750 | 0.00 USD | deriv |
| 30 Sept 2009 | GRANT_AWARD | AMERICAN CAPITAL STRATEGIES LTD | 93,750 | 0.00 USD | deriv |
| 24 Oct 2007 | GRANT_AWARD | AMERICAN CAPITAL STRATEGIES LTD | 50,000 | 0.00 USD | deriv |
| 16 Feb 2007 | GRANT_AWARD | AMERICAN CAPITAL STRATEGIES LTD | 40,000 | 0.00 USD | deriv |
| 13 Sept 2006 | PURCHASE | NORTH FORK BANCORPORATION INC | 732 | 27.30 USD | |
| 04 May 2006 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 15,000 | 18.63 USD | |
| 04 May 2006 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 5,000 | 21.56 USD | |
| 04 May 2006 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 15,000 | 0.00 USD | deriv |
| 04 May 2006 | EXERCISE | AMERICAN CAPITAL STRATEGIES LTD | 5,000 | 0.00 USD | deriv |
| 04 Apr 2006 | EXERCISE | NORTH FORK BANCORPORATION INC | 75,696 | — | |
| 04 Apr 2006 | SALE | NORTH FORK BANCORPORATION INC | 75,696 | 29.22 USD | |
| 04 Apr 2006 | EXERCISE | NORTH FORK BANCORPORATION INC | 9,462 | 15.93 USD | deriv |
| 04 Apr 2006 | EXERCISE | NORTH FORK BANCORPORATION INC | 9,462 | 21.18 USD | deriv |
1 purchase reported after at least 12 months of silence — most recent on 10 Dec 2012.