Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Churchill Downs Inc | 119,280 | reported | 02 Sept 2010 | tx 9+20,777.36−6,800 |
| DNP SELECT INCOME FUND INC | 45,000 | reported | 21 Sept 2012 | tx 3+25,000−40,000 |
| DTF TAX-FREE INCOME INC | 20,000 | reported | 13 May 2009 | tx 3+20,000 |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC | 10,000 | reported | 13 Nov 2006 | tx 1+3,000 |
| Duff & Phelps Utility & Infrastructure Fund Inc. | 10,000 | reported | 12 Jun 2012 | tx 2+10,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 21 Sept 2012 | EXERCISE | DNP SELECT INCOME FUND INC | 5,000 | 9.57 USD | |
| 21 Sept 2012 | EXERCISE | DNP SELECT INCOME FUND INC | 40,000 | 0.00 USD | deriv |
| 12 Jun 2012 | PURCHASE | Duff & Phelps Utility & Infrastructure Fund Inc. | 5,000 | 17.57 USD | |
| 26 Jul 2011 | PURCHASE | Duff & Phelps Utility & Infrastructure Fund Inc. | 5,000 | 20.00 USD | first after silence |
| 02 Sept 2010 | GIFT | Churchill Downs Inc | 1,500 | 0.00 USD | |
| 16 Jul 2010 | GRANT_AWARD | Churchill Downs Inc | 777.36 | 32.16 USD | deriv |
| 09 Mar 2010 | GIFT | Churchill Downs Inc | 5,300 | 0.00 USD | |
| 13 May 2009 | PURCHASE | DTF TAX-FREE INCOME INC | 9,000 | 12.90 USD | |
| 08 May 2009 | PURCHASE | DTF TAX-FREE INCOME INC | 1,000 | 12.75 USD | |
| 09 Mar 2009 | GRANT_AWARD | Churchill Downs Inc | 3,148 | 22.00 USD | |
| 09 Mar 2009 | GRANT_AWARD | Churchill Downs Inc | 5,000 | 21.77 USD | |
| 09 Mar 2009 | GRANT_AWARD | Churchill Downs Inc | 1,852 | 21.79 USD | |
| 13 Nov 2006 | PURCHASE | DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC | 3,000 | 11.30 USD | first after silence |
| 13 Nov 2006 | PURCHASE | DTF TAX-FREE INCOME INC | 10,000 | 15.15 USD | |
| 03 Sept 2003 | PURCHASE | DNP SELECT INCOME FUND INC | 20,000 | 10.49 USD |
2 purchases reported after at least 12 months of silence — most recent on 26 Jul 2011.