Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SARATOGA INVESTMENT CORP. | 328,947 | reported | 30 Jul 2010 | tx 1+328,947 |
| Flat Rock Capital Corp. | 25,250 | reported | 20 Jul 2017 | tx 3+25,250 |
| Oaktree Specialty Lending Corp | 17,000 | reported | 03 Dec 2014 | tx 1+2,000 |
| Flat Rock Opportunity Fund | 13,477 | reported | 26 Sept 2018 | tx 2+13,477 |
| Fifth Street Senior Floating Rate Corp. | 4,000 | reported | 11 Dec 2014 | tx 2+3,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 26 Sept 2018 | PURCHASE | Flat Rock Opportunity Fund | 977 | 20.48 USD | |
| 02 Jul 2018 | PURCHASE | Flat Rock Opportunity Fund | 12,500 | 20.00 USD | |
| 20 Jul 2017 | PURCHASE | Flat Rock Capital Corp. | 250 | 20.00 USD | |
| 20 Jul 2017 | PURCHASE | Flat Rock Capital Corp. | 20,000 | 20.00 USD | |
| 29 Jun 2017 | PURCHASE | Flat Rock Capital Corp. | 5,000 | 20.00 USD | first after silence |
| 11 Dec 2014 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 2,000 | 10.04 USD | |
| 03 Dec 2014 | PURCHASE | Oaktree Specialty Lending Corp | 2,000 | 8.52 USD | |
| 25 Aug 2014 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 1,000 | 12.44 USD | first after silence |
| 30 Jul 2010 | PURCHASE | SARATOGA INVESTMENT CORP. | 328,947 | 1.52 USD |
2 purchases reported after at least 12 months of silence — most recent on 29 Jun 2017.