Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| LUMERA CORP | 220,000 | reported | 13 Apr 2006 | tx 2+120,000 |
| Uni-Pixel | 44,000 | reported | 31 Dec 2013 | tx 9+334,000−100,000 |
| PLANET TECHNOLOGIES, INC | 12,500 | reported | 31 Mar 2004 | tx 8+162,500−264,682 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 Dec 2013 | OTHER | Uni-Pixel | 18,000 | 0.00 USD | |
| 26 Apr 2013 | GRANT_AWARD | Uni-Pixel | 36,000 | 38.70 USD | |
| 01 Mar 2013 | SALE | Uni-Pixel | 50,000 | 22.33 USD | |
| 01 Mar 2013 | EXERCISE | Uni-Pixel | 50,000 | 6.93 USD | |
| 01 Mar 2013 | EXERCISE | Uni-Pixel | 50,000 | 0.00 USD | deriv |
| 15 Jan 2013 | GRANT_AWARD | Uni-Pixel | 6,000 | 16.35 USD | |
| 27 Nov 2012 | GRANT_AWARD | Uni-Pixel | 4,000 | 7.13 USD | |
| 08 Aug 2012 | GRANT_AWARD | Uni-Pixel | 10,000 | 5.25 USD | |
| 21 Jan 2011 | GRANT_AWARD | Uni-Pixel | 210,000 | 6.93 USD | deriv |
| 23 Mar 2005 | GRANT_AWARD | LUMERA CORP | 70,000 | 0.00 USD | deriv |
| 13 Apr 2006 | GRANT_AWARD | LUMERA CORP | 50,000 | 0.00 USD | deriv |
| 19 Mar 2004 | EXERCISE | PLANET TECHNOLOGIES, INC | 50,000 | 0.06 USD | |
| 19 Mar 2004 | EXERCISE | PLANET TECHNOLOGIES, INC | 50,000 | 0.00 USD | deriv |
| 19 May 2003 | GRANT_AWARD | PLANET TECHNOLOGIES, INC | 12,500 | 0.00 USD | deriv |
| 19 May 2003 | GRANT_AWARD | PLANET TECHNOLOGIES, INC | 50,000 | 0.00 USD | deriv |