Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| INVESTMENT TECHNOLOGY GROUP INC | 135,575.45 | reported | 01 Jan 2016 | tx 84+187,418.89−59,259 |
| NewStar Financial, Inc. | 0 | reported | 22 Dec 2017 | tx 39+197,892−192,892 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 22 Dec 2017 | OTHER | NewStar Financial, Inc. | 126,455 | — | |
| 22 Dec 2017 | OTHER | NewStar Financial, Inc. | 10,000 | — | deriv |
| 16 May 2017 | GRANT_AWARD | NewStar Financial, Inc. | 10,309 | 0.00 USD | |
| 01 May 2017 | TAX_WITHHOLDING | NewStar Financial, Inc. | 11,437 | 10.86 USD | |
| 01 May 2017 | EXERCISE | NewStar Financial, Inc. | 15,000 | 8.28 USD | |
| 01 May 2017 | EXERCISE | NewStar Financial, Inc. | 15,000 | 0.00 USD | deriv |
| 12 May 2016 | GRANT_AWARD | NewStar Financial, Inc. | 13,458 | 0.00 USD | |
| 01 Jan 2016 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 388 | 17.02 USD | |
| 11 Dec 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 308.62 | 17.38 USD | |
| 10 Nov 2015 | PURCHASE | NewStar Financial, Inc. | 300 | 9.75 USD | first after silence |
| 10 Nov 2015 | PURCHASE | INVESTMENT TECHNOLOGY GROUP INC | 300 | 19.81 USD | |
| 01 Oct 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 3,019 | 13.25 USD | |
| 10 Sept 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 398.44 | 13.50 USD | |
| 01 Jul 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 1,591 | 25.15 USD | |
| 23 Jun 2015 | EXERCISE | INVESTMENT TECHNOLOGY GROUP INC | 5,695 | 17.44 USD | |
| 23 Jun 2015 | TAX_WITHHOLDING | INVESTMENT TECHNOLOGY GROUP INC | 3,931 | 25.27 USD | |
| 23 Jun 2015 | EXERCISE | INVESTMENT TECHNOLOGY GROUP INC | 5,695 | 25.27 USD | deriv |
| 11 Jun 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 2,722 | — | |
| 05 Jun 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 195.46 | 27.44 USD | |
| 12 May 2015 | EXERCISE | NewStar Financial, Inc. | 313 | 6.40 USD | |
| 12 May 2015 | GRANT_AWARD | NewStar Financial, Inc. | 9,337 | 0.00 USD | |
| 12 May 2015 | EXERCISE | NewStar Financial, Inc. | 313 | 0.00 USD | deriv |
| 01 Apr 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 1,328 | 30.14 USD | |
| 02 Jan 2015 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 1,972 | 20.29 USD | |
| 01 Oct 2014 | GRANT_AWARD | INVESTMENT TECHNOLOGY GROUP INC | 2,539 | 15.76 USD |
6 purchases reported after at least 12 months of silence — most recent on 10 Nov 2015.