Oberto David J.

USNatural person

Transactions

Issuers

Buys / Sells

4/0

Last tx

06 Oct 2023

USNatural person

Transactions

Issuers

Buys / Sells

4/0

Last tx

06 Oct 2023

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Source	Last tx	Detail
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND	reported	06 Oct 2023	tx 1−138.59
AllianzGI Diversified Income & Convertible Fund	reported	05 Oct 2023	tx 1−1,293.19
AllianzGI Convertible & Income 2024 Target Term Fund	reported	06 Oct 2023	tx 5+3,100−4,618.23

Recent transactions

Date	Type	Issuer	Qty	Price
06 Oct 2023	OTHER	AllianzGI Convertible & Income 2024 Target Term Fund	4,618.23	8.62 USD
06 Oct 2023	OTHER	NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND	138.59	3.05 USD
05 Oct 2023	OTHER	AllianzGI Diversified Income & Convertible Fund	1,293.19	18.22 USD
26 Oct 2017	PURCHASE	AllianzGI Convertible & Income 2024 Target Term Fund	1,300	9.68 USD
26 Oct 2017	PURCHASE	AllianzGI Convertible & Income 2024 Target Term Fund	700	9.67 USD
23 Aug 2017	PURCHASE	AllianzGI Convertible & Income 2024 Target Term Fund	1,000	9.74 USD
18 Aug 2017	PURCHASE	AllianzGI Convertible & Income 2024 Target Term Fund	100	9.75 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Source	Last tx	Detail
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND	reported	06 Oct 2023	tx 1−138.59
AllianzGI Diversified Income & Convertible Fund	reported	05 Oct 2023	tx 1−1,293.19
AllianzGI Convertible & Income 2024 Target Term Fund	reported	06 Oct 2023	tx 5+3,100−4,618.23