Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Duff & Phelps Select Energy MLP Fund Inc. | 14,395 | reported | 31 Jul 2017 | tx 5+14,116−2,000 |
| Dividend Capital Realty Income Allocation Fund | 10,000 | reported | 26 Jan 2012 | tx 4+10,000 |
| STIFEL FINANCIAL CORP | 4,996 | reported | 02 Jun 2021 | tx 230+163,133−315,763 |
| ZWEIG TOTAL RETURN FUND INC | 3,000 | reported | 11 Jan 2017 | tx 1+3,000 |
| JOHN HANCOCK PREMIUM DIVIDEND FUND | 1,104.11 | reported | 10 Feb 2014 | tx 1+162 |
| JOHN HANCOCK INCOME SECURITIES TRUST | 923.72 | reported | 10 Feb 2014 | tx 1+136 |
| JOHN HANCOCK PREFERRED INCOME FUND III | 842.29 | reported | 10 Feb 2014 | tx 2+179 |
| JOHN HANCOCK PREFERRED INCOME FUND | 739.22 | reported | 10 Feb 2014 | tx 2+158 |
| JOHN HANCOCK PREFERRED INCOME FUND II | 731.51 | reported | 10 Feb 2014 | tx 2+159 |
| JOHN HANCOCK INVESTORS TRUST | 706.29 | reported | 10 Feb 2014 | tx 2+152 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 02 Jun 2021 | SALE | STIFEL FINANCIAL CORP | 20,000 | 68.64 USD | |
| 26 May 2021 | EXERCISE | STIFEL FINANCIAL CORP | 22,154 | 0.00 USD | |
| 26 May 2021 | EXERCISE | STIFEL FINANCIAL CORP | 22,154 | 0.00 USD | deriv |
| 22 Feb 2021 | SALE | STIFEL FINANCIAL CORP | 10,000 | 60.63 USD | |
| 12 Jan 2021 | EXERCISE | STIFEL FINANCIAL CORP | 6,004 | 0.00 USD | |
| 12 Jan 2021 | EXERCISE | STIFEL FINANCIAL CORP | 6,004 | 0.00 USD | deriv |
| 09 Nov 2020 | SALE | STIFEL FINANCIAL CORP | 9,000 | 68.14 USD | |
| 05 Jun 2020 | EXERCISE | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | |
| 05 Jun 2020 | EXERCISE | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
| 29 May 2020 | GRANT_AWARD | STIFEL FINANCIAL CORP | 2,096 | 0.00 USD | deriv |
| 21 Nov 2019 | GIFT | STIFEL FINANCIAL CORP | 2,000 | 0.00 USD | |
| 02 Jan 2020 | EXERCISE | STIFEL FINANCIAL CORP | 4,076 | 0.00 USD | |
| 02 Jan 2020 | EXERCISE | STIFEL FINANCIAL CORP | 4,076 | 0.00 USD | deriv |
| 20 Dec 2019 | SALE | STIFEL FINANCIAL CORP | 10,000 | 61.99 USD | |
| 06 Jun 2019 | EXERCISE | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | |
| 05 Jun 2019 | GRANT_AWARD | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
| 06 Jun 2019 | EXERCISE | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
| 09 May 2019 | SALE | STIFEL FINANCIAL CORP | 20,000 | 58.61 USD | |
| 02 Jan 2019 | EXERCISE | STIFEL FINANCIAL CORP | 4,179 | 0.00 USD | |
| 02 Jan 2019 | EXERCISE | STIFEL FINANCIAL CORP | 4,179 | 0.00 USD | deriv |
| 25 Sept 2018 | GRANT_AWARD | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
| 07 Aug 2018 | OTHER | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
| 07 Jun 2018 | EXERCISE | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | |
| 06 Jun 2018 | GRANT_AWARD | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
| 07 Jun 2018 | EXERCISE | STIFEL FINANCIAL CORP | 1,900 | 0.00 USD | deriv |
3 purchases reported after at least 12 months of silence — most recent on 04 Dec 2015.