Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| OCCAM NETWORKS INC/DE | 1,867,555 | reported | 07 Nov 2006 | tx 4+927,272−564,000 |
| XTERA COMMUNICATIONS, INC. | 305,175 | reported | 27 Sept 2016 | tx 2+305,175 |
| ZHONE TECHNOLOGIES INC | 0 | reported | 13 Nov 2003 | tx 5+7,148,741−14,297,482 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 27 Sept 2016 | PURCHASE | XTERA COMMUNICATIONS, INC. | 183,105 | — | deriv |
| 13 Sept 2016 | PURCHASE | XTERA COMMUNICATIONS, INC. | 122,070 | — | derivfirst after silence |
| 07 Nov 2006 | SALE | OCCAM NETWORKS INC/DE | 244,000 | 14.00 USD | |
| 07 Nov 2006 | CONVERSION | OCCAM NETWORKS INC/DE | 727,272 | — | |
| 07 Nov 2006 | CONVERSION | OCCAM NETWORKS INC/DE | 320,000 | — | deriv |
| 19 Nov 2003 | PURCHASE | OCCAM NETWORKS INC/DE | 200,000 | 10.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,750,000 | 4.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,398,741 | 2.02 USD | |
| 13 Nov 2003 | TENDER | ZHONE TECHNOLOGIES INC | 7,148,741 | 0.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,750,000 | 4.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,398,741 | 2.02 USD | deriv |
1 purchase reported after at least 12 months of silence — most recent on 13 Sept 2016.