Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Senseonics Holdings, Inc. | 8,949,292 | reported | 23 Mar 2016 | tx 1+1,052,631 |
| ZHONE TECHNOLOGIES INC | 3,750,000 | reported | 13 Nov 2003 | tx 5+7,148,741−14,297,482 |
| XTERA COMMUNICATIONS, INC. | 366,332 | reported | 11 Oct 2016 | tx 8+2,687,905−53,031,066 |
| OCCAM NETWORKS INC/DE | 200,000 | reported | 19 Nov 2003 | tx 1+200,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 11 Oct 2016 | PURCHASE | XTERA COMMUNICATIONS, INC. | 61,157 | — | deriv |
| 23 Mar 2016 | PURCHASE | Senseonics Holdings, Inc. | 1,052,631 | 2.85 USD | |
| 17 Nov 2015 | PURCHASE | XTERA COMMUNICATIONS, INC. | 585,935 | 5.00 USD | first after silence |
| 17 Nov 2015 | CONVERSION | XTERA COMMUNICATIONS, INC. | 2,040,813 | — | |
| 17 Nov 2015 | CONVERSION | XTERA COMMUNICATIONS, INC. | 26,678,422 | 0.00 USD | deriv |
| 17 Nov 2015 | CONVERSION | XTERA COMMUNICATIONS, INC. | 16,217,943 | 0.00 USD | deriv |
| 17 Nov 2015 | CONVERSION | XTERA COMMUNICATIONS, INC. | 4,722,375 | 0.00 USD | deriv |
| 17 Nov 2015 | CONVERSION | XTERA COMMUNICATIONS, INC. | 2,889,939 | 0.00 USD | deriv |
| 17 Nov 2015 | CONVERSION | XTERA COMMUNICATIONS, INC. | 2,522,387 | 0.00 USD | deriv |
| 19 Nov 2003 | PURCHASE | OCCAM NETWORKS INC/DE | 200,000 | 10.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,750,000 | 4.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,398,741 | 2.02 USD | |
| 13 Nov 2003 | TENDER | ZHONE TECHNOLOGIES INC | 7,148,741 | 0.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,750,000 | 4.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 3,398,741 | 2.02 USD | deriv |
1 purchase reported after at least 12 months of silence — most recent on 17 Nov 2015.