NEA Partners 12, Limited Partnership

USReporting entity

Transactions

Issuers

Buys / Sells

1/10

Last tx

13 Sept 2016

USReporting entity

Transactions

Issuers

Buys / Sells

1/10

Last tx

13 Sept 2016

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
SUNESIS PHARMACEUTICALS INC	4,659,333	reported	29 Aug 2014	tx 5−977,240
Workday, Inc.	2,321,212	reported	10 Apr 2013	tx 5+2,344,424−4,665,636
Zosano Pharma Corp	2,060,276	reported	13 Sept 2016	tx 2−23,382
CHANNELADVISOR CORP	1,862,369	reported	12 Nov 2013	tx 7+2,888,201−45,572,411
PROTEOSTASIS THERAPEUTICS, INC.

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
13 Sept 2016	SALE	Zosano Pharma Corp	10,000	0.74 USD
13 Jul 2016	SALE	Zosano Pharma Corp	13,382	1.20 USD
17 Feb 2016	CONVERSION	PROTEOSTASIS THERAPEUTICS, INC.	2,192,748	—
17 Feb 2016	PURCHASE	PROTEOSTASIS THERAPEUTICS, INC.	900,324	8.00 USD
17 Feb 2016	CONVERSION	PROTEOSTASIS THERAPEUTICS, INC.	4,423,723	0.00 USD	deriv
17 Feb 2016	CONVERSION	PROTEOSTASIS THERAPEUTICS, INC.	13,848,000	0.00 USD	deriv
07 May 2015	TENDER	HYPERION THERAPEUTICS INC	2,384,221	46.00 USD
29 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	11,600	7.51 USD
28 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	146,800	7.87 USD
27 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	108,300	8.17 USD
08 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	675,000	6.62 USD
12 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	35,540	6.76 USD
05 Jun 2014	OTHER	HYPERION THERAPEUTICS INC	5,000	0.00 USD
05 Jun 2014	OTHER	HYPERION THERAPEUTICS INC	500,000	0.00 USD
05 Jun 2014	OTHER	HYPERION THERAPEUTICS INC	5,000	0.00 USD
12 Nov 2013	SALE	CHANNELADVISOR CORP	903,229	32.37 USD
12 Nov 2013	SALE	CHANNELADVISOR CORP	201,012	32.37 USD
29 May 2013	CONVERSION	CHANNELADVISOR CORP	2,765,599	—
29 May 2013	EXERCISE	CHANNELADVISOR CORP	122,602	0.69 USD	deriv
29 May 2013	SALE	CHANNELADVISOR CORP	95,980	0.88 USD	deriv
29 May 2013	CONVERSION	CHANNELADVISOR CORP	44,249,588	0.00 USD	deriv
29 May 2013	EXERCISE	CHANNELADVISOR CORP	122,602	0.00 USD	deriv
10 Apr 2013	OTHER	Workday, Inc.	23,212	0.00 USD
10 Apr 2013	CONVERSION	Workday, Inc.	2,321,212	—
10 Apr 2013	OTHER	Workday, Inc.	2,321,212	0.00 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
SUNESIS PHARMACEUTICALS INC	4,659,333	reported	29 Aug 2014	tx 5−977,240
Workday, Inc.	2,321,212	reported	10 Apr 2013	tx 5+2,344,424−4,665,636
Zosano Pharma Corp	2,060,276	reported	13 Sept 2016	tx 2−23,382
CHANNELADVISOR CORP	1,862,369	reported	12 Nov 2013	tx 7+2,888,201−45,572,411
PROTEOSTASIS THERAPEUTICS, INC.

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
13 Sept 2016	SALE	Zosano Pharma Corp	10,000	0.74 USD
13 Jul 2016	SALE	Zosano Pharma Corp	13,382	1.20 USD
17 Feb 2016	CONVERSION	PROTEOSTASIS THERAPEUTICS, INC.	2,192,748	—
17 Feb 2016	PURCHASE	PROTEOSTASIS THERAPEUTICS, INC.	900,324	8.00 USD
17 Feb 2016	CONVERSION	PROTEOSTASIS THERAPEUTICS, INC.	4,423,723	0.00 USD	deriv
17 Feb 2016	CONVERSION	PROTEOSTASIS THERAPEUTICS, INC.	13,848,000	0.00 USD	deriv
07 May 2015	TENDER	HYPERION THERAPEUTICS INC	2,384,221	46.00 USD
29 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	11,600	7.51 USD
28 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	146,800	7.87 USD
27 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	108,300	8.17 USD
08 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	675,000	6.62 USD
12 Aug 2014	SALE	SUNESIS PHARMACEUTICALS INC	35,540	6.76 USD
05 Jun 2014	OTHER	HYPERION THERAPEUTICS INC	5,000	0.00 USD
05 Jun 2014	OTHER	HYPERION THERAPEUTICS INC	500,000	0.00 USD
05 Jun 2014	OTHER	HYPERION THERAPEUTICS INC	5,000	0.00 USD
12 Nov 2013	SALE	CHANNELADVISOR CORP	903,229	32.37 USD
12 Nov 2013	SALE	CHANNELADVISOR CORP	201,012	32.37 USD
29 May 2013	CONVERSION	CHANNELADVISOR CORP	2,765,599	—
29 May 2013	EXERCISE	CHANNELADVISOR CORP	122,602	0.69 USD	deriv
29 May 2013	SALE	CHANNELADVISOR CORP	95,980	0.88 USD	deriv
29 May 2013	CONVERSION	CHANNELADVISOR CORP	44,249,588	0.00 USD	deriv
29 May 2013	EXERCISE	CHANNELADVISOR CORP	122,602	0.00 USD	deriv
10 Apr 2013	OTHER	Workday, Inc.	23,212	0.00 USD
10 Apr 2013	CONVERSION	Workday, Inc.	2,321,212	—
10 Apr 2013	OTHER	Workday, Inc.	2,321,212	0.00 USD