Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Neuberger High Yield Strategies Fund Inc. | 13,689 | reported | 21 Jun 2023 | tx 5+9,160.18−15,556 |
| Corient Registered Alternatives Fund | 9,730.3 | reported | 02 Feb 2026 | tx 2+54,672.9 |
| Neuberger Berman Next Generation Connectivity Fund Inc. | 5,000 | reported | 25 May 2021 | tx 1+5,000 |
| Neuberger Berman MLP Income Fund Inc. | 3,667.59 | reported | 02 Apr 2020 | tx 2+3,200 |
| 1WS Credit Income Fund | 2,314.36 | reported | 24 Jun 2021 | tx 2+3,289.48 |
| Thrivent Church Loan & Income Fund | 0 | reported | 16 Mar 2023 | tx 3+4,826.63−5,379.39 |
| LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 0 | reported | 06 Aug 2010 | tx 3+1,300−1,975.18 |
| STEBEN SELECT MULTI-STRATEGY FUND | 0 | reported | 30 Oct 2018 | tx 3+5,903.44−30,331.96 |
6 purchases reported after at least 12 months of silence — most recent on 03 Mar 2025.
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 02 Feb 2026 | PURCHASE | Corient Registered Alternatives Fund | 4,672.9 | 10.70 USD | |
| 03 Mar 2025 | PURCHASE | Corient Registered Alternatives Fund | 50,000 | 10.00 USD | first after silenceanomaly |
| 21 Jun 2023 | EXERCISE | Neuberger High Yield Strategies Fund Inc. | 3,422 | 7.42 USD | |
| 21 Jun 2023 | EXERCISE | Neuberger High Yield Strategies Fund Inc. | 10,267 | — | deriv |
| 16 Mar 2023 | PURCHASE | Thrivent Church Loan & Income Fund | 5,379.39 | 9.16 USD | first after silence |
| 17 May 2022 | EXERCISE | Neuberger High Yield Strategies Fund Inc. | 3,763 | 8.60 USD | |
| 17 May 2022 | EXERCISE | Neuberger High Yield Strategies Fund Inc. | 5,289 | — | deriv |
| 24 Jun 2021 | PURCHASE | 1WS Credit Income Fund | 1,644.74 | 21.44 USD | |
| 04 Jun 2021 | PURCHASE | 1WS Credit Income Fund | 1,644.74 | 21.28 USD | |
| 25 May 2021 | PURCHASE | Neuberger Berman Next Generation Connectivity Fund Inc. | 5,000 | 20.00 USD | |
| 26 May 2020 | PURCHASE | Thrivent Church Loan & Income Fund | 2,319.11 | 10.78 USD | |
| 02 Apr 2020 | PURCHASE | Neuberger Berman MLP Income Fund Inc. | 2,500 | 1.91 USD | first after silence |
| 18 Jan 2019 | PURCHASE | Thrivent Church Loan & Income Fund | 2,507.52 | 9.97 USD | first after silence |
| 01 Apr 2016 | PURCHASE | STEBEN SELECT MULTI-STRATEGY FUND | 2,952.75 | 10.16 USD | first after silence |
| 04 Apr 2013 | PURCHASE | Neuberger Berman MLP Income Fund Inc. | 700 | 20.62 USD | first after silence |
| 06 Aug 2010 | OTHER | Neuberger High Yield Strategies Fund Inc. | 1,975.18 | — | |
| 06 Aug 2010 | OTHER | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 1,975.18 | — | |
| 12 Aug 2003 | PURCHASE | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 1,000 | 15.01 USD | |
| 12 Aug 2003 | PURCHASE | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 300 | 15.01 USD |