Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| BIOPURE CORP | 322,862 | reported | 07 Aug 2003 | tx 2−12,250 |
| ALTEON INC /DE | 255,000 | reported | 19 Jul 2006 | tx 4+270,000 |
| Advaxis, Inc. | 176,462 | reported | 17 Jul 2014 | tx 36+63,933,161−12,633,238 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 17 Jul 2014 | GRANT_AWARD | Advaxis, Inc. | 10,976 | 0.00 USD | |
| 22 Oct 2013 | EXERCISE | Advaxis, Inc. | 40,783 | 4.00 USD | |
| 22 Oct 2013 | EXERCISE | Advaxis, Inc. | 20,332 | 0.00 USD | deriv |
| 21 May 2013 | CONVERSION | Advaxis, Inc. | 4,745,521 | 0.03 USD | |
| 14 Mar 2013 | GRANT_AWARD | Advaxis, Inc. | 4,000,000 | 0.00 USD | deriv |
| 21 May 2013 | CONVERSION | Advaxis, Inc. | — | 0.00 USD | deriv |
| 05 Jul 2012 | OTHER | Advaxis, Inc. | 2,798,765 | — | deriv |
| 05 Jul 2012 | GRANT_AWARD | Advaxis, Inc. | 400,000 | — | deriv |
| 05 Jul 2012 | GRANT_AWARD | Advaxis, Inc. | 7,674,512 | — | deriv |
| 05 Jul 2012 | GRANT_AWARD | Advaxis, Inc. | 2,798,765 | — | deriv |
| 05 Jul 2012 | GRANT_AWARD | Advaxis, Inc. | 191,334 | — | deriv |
| 05 Jul 2012 | OTHER | Advaxis, Inc. | 400,000 | — | deriv |
| 05 Jul 2012 | OTHER | Advaxis, Inc. | 7,674,512 | — | deriv |
| 05 Jul 2012 | OTHER | Advaxis, Inc. | 191,334 | — | deriv |
| 18 May 2012 | GRANT_AWARD | Advaxis, Inc. | 400,000 | — | deriv |
| 18 May 2012 | GRANT_AWARD | Advaxis, Inc. | — | — | deriv |
| 14 May 2012 | GRANT_AWARD | Advaxis, Inc. | 5,490,196 | — | |
| 14 May 2012 | OTHER | Advaxis, Inc. | — | — | deriv |
| 14 May 2012 | OTHER | Advaxis, Inc. | 1,568,627 | — | deriv |
| 08 Nov 2011 | GRANT_AWARD | Advaxis, Inc. | 4,200,000 | 0.00 USD | deriv |
| 31 Oct 2011 | GRANT_AWARD | Advaxis, Inc. | — | — | deriv |
| 31 Oct 2011 | GRANT_AWARD | Advaxis, Inc. | 1,568,627 | — | deriv |
| 24 Jun 2011 | PURCHASE | Advaxis, Inc. | 3,698,765 | 0.03 USD | derivfirst after silence |
| 29 Aug 2011 | OTHER | Advaxis, Inc. | 2,666,667 | — | deriv |
| 29 Aug 2011 | GRANT_AWARD | Advaxis, Inc. | 7,674,512 | — | deriv |
1 purchase reported after at least 12 months of silence — most recent on 24 Jun 2011.