Miyazaki David B.

USNatural personOfficer

Transactions

Issuers

Buys / Sells

2/0

Last tx

30 Dec 2008

USNatural personOfficer

Transactions

Issuers

Buys / Sells

2/0

Last tx

30 Dec 2008

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	4,100	reported	30 Dec 2008	tx 9+4,100

Recent transactions

Date	Type	Issuer	Qty	Price
30 Dec 2008	PURCHASE	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	1,000	3.70 USD
08 Dec 2008	PURCHASE	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	1,000	4.60 USD
23 Oct 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	100	14.00 USD
23 Oct 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	500	14.00 USD
08 Aug 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	100	17.40 USD
08 Aug 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	400	17.47 USD
08 Aug 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	350	17.30 USD
08 Aug 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	550	17.36 USD
08 Aug 2007	GRANT_AWARD	FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	100	17.40 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	4,100	reported	30 Dec 2008	tx 9+4,100