Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| TRI-CONTINENTAL Corp | 52,519.19 | reported | 30 Jan 2008 | tx 6+4,395.848−10,676.198 |
| BOK FINANCIAL CORP | 4,139 | reported | 15 Apr 2004 | tx 3+142 |
| DCP Midstream Partners, LP | 1,900 | reported | 11 Feb 2015 | tx 40+41,964−14,467 |
| CONOCOPHILLIPS | 934 | reported | 01 Jun 2004 | tx 2+814−814 |
| Seligman LaSalle International Real Estate Fund, Inc. | 500 | reported | 21 Sept 2007 | tx 1+500 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 11 Feb 2015 | GRANT_AWARD | DCP Midstream Partners, LP | 1,900 | 0.00 USD | deriv |
| 13 Aug 2014 | EXERCISE | DCP Midstream Partners, LP | 1,400 | 0.00 USD | |
| 13 Aug 2014 | EXERCISE | DCP Midstream Partners, LP | 1,400 | 0.00 USD | deriv |
| 13 Feb 2014 | GRANT_AWARD | DCP Midstream Partners, LP | 1,400 | 49.00 USD | deriv |
| 14 Aug 2013 | EXERCISE | DCP Midstream Partners, LP | 1,100 | 0.00 USD | |
| 14 Aug 2013 | EXERCISE | DCP Midstream Partners, LP | 1,100 | 49.14 USD | deriv |
| 14 Feb 2013 | GRANT_AWARD | DCP Midstream Partners, LP | 1,100 | 46.39 USD | deriv |
| 15 Aug 2012 | EXERCISE | DCP Midstream Partners, LP | 1,000 | 0.00 USD | |
| 15 Aug 2012 | EXERCISE | DCP Midstream Partners, LP | 1,000 | 43.20 USD | deriv |
| 15 Feb 2012 | GRANT_AWARD | DCP Midstream Partners, LP | 1,000 | 47.89 USD | deriv |
| 01 Sept 2011 | EXERCISE | DCP Midstream Partners, LP | 1,000 | 0.00 USD | |
| 01 Sept 2011 | EXERCISE | DCP Midstream Partners, LP | 1,000 | 38.57 USD | deriv |
| 01 Mar 2011 | GRANT_AWARD | DCP Midstream Partners, LP | 1,000 | 41.80 USD | deriv |
| 08 Sept 2010 | EXERCISE | DCP Midstream Partners, LP | 1,300 | 0.00 USD | |
| 08 Sept 2010 | EXERCISE | DCP Midstream Partners, LP | 1,300 | 32.28 USD | deriv |
| 08 Mar 2010 | GRANT_AWARD | DCP Midstream Partners, LP | 1,300 | 31.80 USD | deriv |
| 02 Sept 2009 | EXERCISE | DCP Midstream Partners, LP | 4,000 | 0.00 USD | |
| 02 Sept 2009 | EXERCISE | DCP Midstream Partners, LP | 4,000 | 21.63 USD | deriv |
| 02 Mar 2009 | GRANT_AWARD | DCP Midstream Partners, LP | 4,000 | 10.05 USD | deriv |
| 03 Jan 2009 | EXERCISE | DCP Midstream Partners, LP | 666 | 0.00 USD | |
| 03 Jan 2009 | EXERCISE | DCP Midstream Partners, LP | 666 | 0.00 USD | deriv |
| 24 Nov 2008 | PURCHASE | DCP Midstream Partners, LP | 3,000 | 6.71 USD | |
| 25 Aug 2008 | EXERCISE | DCP Midstream Partners, LP | 1,000 | — | |
| 25 Aug 2008 | EXERCISE | DCP Midstream Partners, LP | 1,000 | 0.00 USD | deriv |
| 13 Aug 2008 | PURCHASE | DCP Midstream Partners, LP | 832 | 24.50 USD |
1 purchase reported after at least 12 months of silence — most recent on 14 Feb 2006.