Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| AES CORP | 75,853 | reported | 20 Feb 2009 | tx 13+228,095−63,682 |
| XTERA COMMUNICATIONS, INC. | 75,667 | reported | 31 May 2016 | tx 2+56,436 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 May 2016 | GRANT_AWARD | XTERA COMMUNICATIONS, INC. | 41,436 | 0.00 USD | |
| 15 Dec 2015 | GRANT_AWARD | XTERA COMMUNICATIONS, INC. | 15,000 | 0.00 USD | |
| 20 Feb 2009 | OTHER | AES CORP | 7,039 | — | deriv |
| 20 Feb 2009 | GRANT_AWARD | AES CORP | 37,641 | 6.71 USD | deriv |
| 20 Feb 2009 | GRANT_AWARD | AES CORP | 83,910 | — | deriv |
| 31 Dec 2008 | TAX_WITHHOLDING | AES CORP | 4,840 | 8.24 USD | |
| 31 Dec 2008 | EXERCISE | AES CORP | 11,803 | — | |
| 31 Dec 2008 | EXERCISE | AES CORP | 11,803 | — | deriv |
| 22 Feb 2008 | GRANT_AWARD | AES CORP | 12,984 | — | deriv |
| 22 Feb 2008 | GRANT_AWARD | AES CORP | 26,688 | — | deriv |
| 23 Feb 2007 | GRANT_AWARD | AES CORP | 10,991 | — | deriv |
| 23 Feb 2007 | GRANT_AWARD | AES CORP | 24,078 | — | deriv |
| 09 Feb 2007 | EXERCISE | AES CORP | 20,000 | 13.91 USD | |
| 09 Feb 2007 | SALE | AES CORP | 20,000 | 22.75 USD | |
| 09 Feb 2007 | EXERCISE | AES CORP | 20,000 | 0.00 USD | deriv |