Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Capitala Finance Corp. | 0 | reported | 01 Jun 2018 | tx 23+274,450−125,970 |
1 purchase reported after at least 12 months of silence — most recent on 11 Aug 2017.
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 55,388 | — | |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 55,388 | 0.00 USD | deriv |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 41,541 | — | |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 41,541 | 0.00 USD | deriv |
| 11 Aug 2017 | PURCHASE | Capitala Finance Corp. | 4,444 | 9.00 USD | first after silence |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 13,847 | — | |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 13,847 | 0.00 USD | deriv |
| 14 Mar 2016 | PURCHASE | Capitala Finance Corp. | 2,190 | 11.40 USD | |
| 15 Sept 2015 | EXERCISE | Capitala Finance Corp. | 15,194 | — | |
| 15 Sept 2015 | EXERCISE | Capitala Finance Corp. | 15,194 | 0.00 USD | deriv |
| 25 Aug 2015 | PURCHASE | Capitala Finance Corp. | 2,150 | 13.94 USD | |
| 13 Aug 2015 | PURCHASE | Capitala Finance Corp. | 3,410 | 14.65 USD | |
| 19 May 2015 | PURCHASE | Capitala Finance Corp. | 1,170 | 17.10 USD | |
| 15 May 2015 | PURCHASE | Capitala Finance Corp. | 2,000 | 17.49 USD | |
| 26 Feb 2015 | GRANT_AWARD | Capitala Finance Corp. | 125,970 | 0.00 USD | deriv |
| 18 Dec 2014 | PURCHASE | Capitala Finance Corp. | 1,900 | 18.45 USD | |
| 18 Aug 2014 | PURCHASE | Capitala Finance Corp. | 2,650 | 18.90 USD | |
| 18 Oct 2013 | PURCHASE | Capitala Finance Corp. | 5 | 19.20 USD | anomaly |
| 11 Oct 2013 | PURCHASE | Capitala Finance Corp. | 15 | 18.30 USD | anomaly |
| 27 Sept 2013 | PURCHASE | Capitala Finance Corp. | 70 | 19.15 USD | anomaly |
| 27 Nov 2013 | PURCHASE | Capitala Finance Corp. | 1,500 | 19.75 USD | |
| 26 Nov 2013 | PURCHASE | Capitala Finance Corp. | 1,000 | 19.65 USD | |
| 22 Oct 2013 | PURCHASE | Capitala Finance Corp. | 6 | 19.00 USD | anomaly |