Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Capstone Green Energy Holdings, Inc. | 102,500 | reported | 13 Jun 2007 | tx 3+602,500 |
| ITERIS, INC. | 100,000 | reported | 03 Dec 2013 | tx 1+100,000 |
| SRS LABS INC | 0 | reported | 20 Jul 2012 | tx 6+160,000−160,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 03 Dec 2013 | GRANT_AWARD | ITERIS, INC. | 100,000 | 2.17 USD | deriv |
| 20 Jul 2012 | OTHER | SRS LABS INC | 10,000 | — | |
| 20 Jul 2012 | OTHER | SRS LABS INC | 150,000 | — | deriv |
| 18 Nov 2011 | PURCHASE | SRS LABS INC | 4,600 | 5.54 USD | |
| 18 Nov 2011 | PURCHASE | SRS LABS INC | 400 | 5.58 USD | |
| 18 Nov 2011 | PURCHASE | SRS LABS INC | 5,000 | 5.58 USD | |
| 26 Oct 2011 | GRANT_AWARD | SRS LABS INC | 150,000 | 0.00 USD | deriv |
| 13 Jun 2007 | GRANT_AWARD | Capstone Green Energy Holdings, Inc. | 100,000 | 0.00 USD | |
| 31 Mar 2006 | GRANT_AWARD | Capstone Green Energy Holdings, Inc. | 2,500 | 2.54 USD | |
| 11 Jan 2006 | GRANT_AWARD | Capstone Green Energy Holdings, Inc. | 500,000 | 3.20 USD | deriv |