Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| AETHER HOLDINGS INC | 150,000 | reported | 19 Nov 2009 | tx 5+288,000 |
| Carlyle Group Inc. | 16,981 | reported | 20 Nov 2017 | tx 10+42,249−124,109 |
| ALLIED CAPITAL CORP | 0 | reported | 01 Apr 2010 | tx 5+10,000−44,936 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Nov 2017 | SALE | Carlyle Group Inc. | 17,133 | 21.21 USD | |
| 02 Aug 2017 | SALE | Carlyle Group Inc. | 6,593 | 21.25 USD | |
| 01 Feb 2017 | GRANT_AWARD | Carlyle Group Inc. | 2,617 | 0.00 USD | |
| 01 Feb 2016 | GRANT_AWARD | Carlyle Group Inc. | 4,485 | 0.00 USD | |
| 03 Aug 2015 | SALE | Carlyle Group Inc. | 1,542 | 25.65 USD | |
| 05 Jun 2015 | OTHER | Carlyle Group Inc. | 49,781 | 30.07 USD | deriv |
| 01 Feb 2015 | GRANT_AWARD | Carlyle Group Inc. | 2,282 | 0.00 USD | |
| 10 Mar 2014 | OTHER | Carlyle Group Inc. | 49,060 | 32.63 USD | deriv |
| 01 Feb 2014 | GRANT_AWARD | Carlyle Group Inc. | 4,137 | 0.00 USD | |
| 01 Feb 2014 | GRANT_AWARD | Carlyle Group Inc. | 28,728 | 0.00 USD | |
| 01 Apr 2010 | OTHER | ALLIED CAPITAL CORP | 716 | — | |
| 01 Apr 2010 | OTHER | ALLIED CAPITAL CORP | 33,000 | — | |
| 01 Apr 2010 | OTHER | ALLIED CAPITAL CORP | 1,220 | — | |
| 01 Apr 2010 | OTHER | ALLIED CAPITAL CORP | 10,000 | — | deriv |
| 19 Nov 2009 | GRANT_AWARD | AETHER HOLDINGS INC | 150,000 | 0.00 USD | deriv |
| 13 May 2009 | GRANT_AWARD | ALLIED CAPITAL CORP | 10,000 | 0.00 USD | deriv |
| 25 Mar 2008 | PURCHASE | AETHER HOLDINGS INC | 3,000 | 3.46 USD | |
| 25 Mar 2008 | PURCHASE | AETHER HOLDINGS INC | 10,000 | 3.35 USD | |
| 06 Sept 2007 | GRANT_AWARD | AETHER HOLDINGS INC | 100,000 | 0.00 USD | deriv |
| 31 Oct 2006 | GRANT_AWARD | AETHER HOLDINGS INC | 25,000 | 0.00 USD | deriv |